Lee, Ka Long (SFC:AME566) 李家朗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2006-08-28 | 2008-02-16 | Rep | Dealing in futures contracts | 2006-12-05 | 2008-02-16 | Rep | Dealing in securities | 2006-12-05 | 2008-02-16 |
| 2 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Dealing in securities | 2020-10-27 | 2021-05-14 | Rep | Advising on securities | 2020-11-20 | 2021-05-14 | Rep | Asset management | 2020-11-20 | 2021-08-19 | RO | Advising on securities | 2021-05-14 | 2024-02-29 | RO | Dealing in securities | 2021-05-14 | 2024-02-29 |
| 3 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-04-28 | 2014-04-29 | Rep | Dealing in securities | 2011-04-28 | 2014-04-29 | RO | Advising on securities | 2014-04-29 | 2018-01-25 | RO | Dealing in securities | 2014-04-29 | 2018-01-25 |
| 4 | SAIL ADVISORS LIMITED | Rep | Advising on securities | 2006-06-05 | 2006-08-12 | Rep | Asset management | 2006-06-05 | 2006-08-12 |
| 5 | SYZ Asset Management (Asia) Limited | Rep | Advising on securities | 2005-08-25 | 2006-04-13 | Rep | Asset management | 2005-08-25 | 2006-04-13 |
| 6 | Vontobel Limited | Rep | Dealing in securities | 2018-04-24 | 2018-07-06 | RO | Dealing in futures contracts | 2018-07-06 | 2020-07-10 | RO | Dealing in securities | 2018-07-06 | 2020-07-10 |
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