Haefner, Sven Harold
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Global Prime Partners (Asia) Limited | RO | Dealing in securities | 2015-08-05 | 2016-12-22 | Rep | Dealing in futures contracts | 2016-06-20 | 2017-11-30 | Rep | Dealing in securities | 2016-12-22 | 2017-11-30 |
| 2 | Leonteq Securities (Hong Kong) Limited | RO | Advising on securities | 2011-04-07 | 2014-07-25 | RO | Dealing in securities | 2011-04-07 | 2014-07-25 |
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