Chau, Wai Yip 周偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-17 | 2008-05-05 | Rep | Dealing in futures contracts | 2009-11-04 | 2015-07-16 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-18 | 2008-05-05 | Rep | Dealing in securities | 2009-12-23 | 2015-07-16 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-08 | 2009-10-24 |
| 4 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2008-05-08 | 2008-06-01 |
| 5 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2015-07-28 | Rep | Asset management | 2015-07-28 | Rep | Dealing in securities | 2015-10-05 |
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