Lo, Robert Wai Yip 羅偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Advising on securities | 2004-04-30 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2004-04-30 | 2010-08-14 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-08-27 | 2013-03-16 |
| 4 | ZEAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-07-29 | Rep | Asset management | 2013-07-29 | Rep | Dealing in securities | 2019-04-03 |
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