Li, Ming (SFC:AJH024) 李銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2003-12-22 | 2007-10-08 | Rep | Dealing in securities | 2003-12-22 | 2007-10-08 |
| 2 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2009-01-14 | Rep | Asset management | 2009-01-14 | Rep | Advising on corporate finance | 2009-01-14 | 2009-02-25 | Rep | Dealing in securities | 2009-01-14 | 2009-02-25 | RO | Advising on corporate finance | 2009-02-25 | RO | Dealing in securities | 2009-02-25 |
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