Law, Simon Man Sang 羅文生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-02-21 | 2005-06-17 | RO | Dealing in securities | 2005-06-17 | 2017-10-02 | RO | Advising on securities | 2013-03-06 | 2017-10-02 | RO | Advising on securities | 2017-10-03 | RO | Dealing in securities | 2017-10-03 |
| 2 | KGI Asset Management Limited | Rep | Asset management | 2015-06-25 | 2019-02-26 | RO | Asset management | 2019-02-26 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-02-21 | 2009-09-03 | RO | Dealing in futures contracts | 2009-09-03 | RO | Advising on futures contracts | 2013-03-06 |
| 4 | KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2005-06-17 | 2017-10-02 |
| 5 | SDHG International Securities Limited | RO | Advising on corporate finance | 2004-11-19 | RO | Advising on securities | 2004-11-19 | RO | Asset management | 2004-11-19 | RO | Dealing in securities | 2005-01-21 |
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