Lee, Chun Wai (SFC:AMK024) 李俊葦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-29 | 2018-02-07 | Rep | Advising on futures contracts | 2016-01-29 | 2018-02-07 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2005-08-29 | 2018-02-07 | Rep | Advising on securities | 2016-01-29 | 2018-02-07 |
| 3 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2011-07-25 | 2018-02-07 |
| 4 | SBI E2-Capital Securities Limited | Rep | Dealing in futures contracts | 2018-03-01 | 2018-06-20 | Rep | Dealing in securities | 2018-03-01 | 2018-06-20 | RO | Dealing in futures contracts | 2018-06-20 | 2020-07-31 | RO | Dealing in securities | 2018-06-20 | 2020-07-31 |
| 5 | Vantum Asset Management Limited | Rep | Advising on securities | 2018-07-26 | 2018-11-23 | Rep | Asset management | 2018-07-26 | 2021-05-10 | RO | Advising on securities | 2018-11-23 | 2021-05-13 | RO | Asset management | 2021-05-10 | 2021-05-13 |
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