Hu, Xiao (SFC:ARM291) 胡曉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2008-08-11 | 2012-06-22 | Rep | Dealing in securities | 2008-08-11 | 2012-06-22 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-11 | 2012-01-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2012-07-30 | 2015-11-03 | Rep | Advising on securities | 2012-07-30 | 2015-11-03 | Rep | Dealing in securities | 2012-07-30 | 2015-11-03 | RO | Advising on corporate finance | 2015-11-03 | 2017-03-03 | RO | Advising on securities | 2015-11-03 | 2017-03-03 | RO | Dealing in securities | 2015-11-03 | 2017-03-03 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2012-07-30 | 2015-11-03 | Rep | Advising on securities | 2012-07-30 | 2015-11-03 | Rep | Dealing in securities | 2012-07-30 | 2015-11-03 | RO | Advising on corporate finance | 2015-11-03 | 2017-03-03 | RO | Advising on securities | 2015-11-03 | 2017-03-03 | RO | Dealing in securities | 2015-11-03 | 2017-03-03 |
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