Au, Paul Chi On 區子安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Earthcare Capital Limited | RO | Advising on securities | 2010-05-24 | 2010-08-16 | RO | Dealing in securities | 2010-05-24 | 2010-08-16 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2011-10-14 | 2012-06-23 | Rep | Dealing in securities | 2011-10-14 | 2012-06-23 |
| 3 | MOUETTE SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-11-05 | Rep | Dealing in securities | 2020-11-05 |
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