Ip, Wang Hoi 葉耘開
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2008-04-02 | 2008-11-15 | Rep | Dealing in securities | 2008-04-02 | 2008-11-15 | Rep | Advising on corporate finance | 2008-04-02 | 2011-02-25 | Rep | Advising on securities | 2008-12-19 | 2011-02-25 | Rep | Dealing in securities | 2008-12-19 | 2011-02-25 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2016-02-01 | Rep | Advising on securities | 2012-01-13 | 2016-02-01 | Rep | Dealing in securities | 2012-01-13 | 2016-02-01 |
| 3 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-02-29 | 2016-04-07 | Rep | Dealing in securities | 2016-02-29 | 2016-04-07 | RO | Advising on securities | 2016-04-07 | 2017-02-28 | RO | Dealing in securities | 2016-04-07 | 2017-02-28 | RO | Advising on corporate finance | 2016-09-19 | 2017-02-28 |
| 4 | Pine Peak Corporate Finance Limited | RO | Advising on corporate finance | 2017-09-15 | 2020-02-14 | RO | Dealing in securities | 2017-09-15 | 2020-02-14 |
| 5 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-23 | 2006-08-14 |
| 6 | Wings Securities Limited | RO | Advising on corporate finance | 2020-02-26 | RO | Advising on securities | 2020-02-26 | RO | Dealing in securities | 2020-02-26 |
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