RBC INVESTMENT SERVICES (ASIA) LIMITED 加皇投資理財有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-02 2 20 22 90.91%
2024-05-31 2 20 22 90.91%
2024-04-30 2 20 22 90.91%
2024-03-31 3 20 23 86.96%
2024-02-29 3 20 23 86.96%
2024-01-31 3 20 23 86.96%
2023-12-31 3 20 23 86.96%
2023-11-30 2 21 23 91.30%
2023-10-31 2 21 23 91.30%
2023-09-30 2 21 23 91.30%
2023-08-31 2 21 23 91.30%
2023-07-31 2 21 23 91.30%
2023-06-30 2 22 24 91.67%
2023-05-31 2 22 24 91.67%
2023-04-30 2 23 25 92.00%
2023-03-31 2 24 26 92.31%
2023-02-28 2 25 27 92.59%
2023-01-31 2 26 28 92.86%
2022-12-31 2 26 28 92.86%
2022-11-30 2 26 28 92.86%
2022-10-31 2 27 29 93.10%
2022-09-30 2 27 29 93.10%
2022-08-31 2 27 29 93.10%
2022-07-31 2 49 51 96.08%
2022-06-30 2 49 51 96.08%
2022-05-31 2 49 51 96.08%
2022-04-30 2 49 51 96.08%
2022-03-31 2 49 51 96.08%
2022-02-28 2 53 55 96.36%
2022-01-31 2 53 55 96.36%
2021-12-31 2 51 53 96.23%
2021-11-30 2 52 54 96.30%
2021-10-31 3 51 54 94.44%
2021-09-30 3 53 56 94.64%
2021-08-31 3 54 57 94.74%
2021-07-31 3 53 56 94.64%
2021-06-30 3 50 53 94.34%
2021-05-31 3 53 56 94.64%
2021-04-30 3 54 57 94.74%
2021-03-31 3 54 57 94.74%
2021-02-28 3 54 57 94.74%
2021-01-31 3 54 57 94.74%
2020-12-31 3 55 58 94.83%
2020-11-30 3 54 57 94.74%
2020-10-31 3 54 57 94.74%
2020-09-30 3 54 57 94.74%
2020-08-31 3 54 57 94.74%
2020-07-31 3 54 57 94.74%
2020-06-30 3 54 57 94.74%
2020-05-31 3 54 57 94.74%
2020-04-30 3 54 57 94.74%
2020-03-31 3 53 56 94.64%
2020-02-29 2 55 57 96.49%
2020-01-31 2 52 54 96.30%
2019-12-31 2 53 55 96.36%
2019-11-30 2 55 57 96.49%
2019-10-31 2 57 59 96.61%
2019-09-30 2 55 57 96.49%
2019-08-31 3 54 57 94.74%
2019-07-31 3 55 58 94.83%
2019-06-30 3 56 59 94.92%
2019-05-31 3 55 58 94.83%
2019-04-30 4 56 60 93.33%
2019-03-31 4 56 60 93.33%
2019-02-28 4 55 59 93.22%
2019-01-31 4 56 60 93.33%
2018-12-31 4 56 60 93.33%
2018-11-30 4 56 60 93.33%
2018-10-31 4 56 60 93.33%
2018-09-30 4 55 59 93.22%
2018-08-31 4 51 55 92.73%
2018-07-31 4 52 56 92.86%
2018-06-30 4 53 57 92.98%
2018-05-31 4 55 59 93.22%
2018-04-30 4 55 59 93.22%
2018-03-31 4 54 58 93.10%
2018-02-28 4 54 58 93.10%
2018-01-31 4 55 59 93.22%
2017-12-31 4 55 59 93.22%
2017-11-30 5 54 59 91.53%
2017-10-31 5 53 58 91.38%
2017-09-30 5 55 60 91.67%
2017-08-31 5 56 61 91.80%
2017-07-31 5 59 64 92.19%
2017-06-30 5 59 64 92.19%
2017-05-31 5 58 63 92.06%
2017-04-30 6 56 62 90.32%
2017-03-31 6 56 62 90.32%
2017-02-28 6 56 62 90.32%
2017-01-31 6 57 63 90.48%
2016-12-31 5 62 67 92.54%
2016-11-30 6 62 68 91.18%
2016-10-31 6 63 69 91.30%
2016-09-30 6 64 70 91.43%
2016-08-31 6 63 69 91.30%
2016-07-31 6 63 69 91.30%
2016-06-30 6 64 70 91.43%
2016-05-31 6 63 69 91.30%
2016-04-30 6 62 68 91.18%
2016-03-31 7 61 68 89.71%
2016-02-29 7 61 68 89.71%
2016-01-31 7 60 67 89.55%
2015-12-31 7 60 67 89.55%
2015-11-30 7 60 67 89.55%
2015-10-31 7 60 67 89.55%
2015-09-30 7 62 69 89.86%
2015-08-31 8 62 70 88.57%
2015-07-31 8 64 72 88.89%
2015-06-30 8 65 73 89.04%
2015-05-31 7 64 71 90.14%
2015-04-30 7 62 69 89.86%
2015-03-31 7 63 70 90.00%
2015-02-28 7 64 71 90.14%
2015-01-31 7 65 72 90.28%
2014-12-31 6 65 71 91.55%
2014-11-30 6 60 66 90.91%
2014-10-31 6 62 68 91.18%
2014-09-30 5 63 68 92.65%
2014-08-31 6 62 68 91.18%
2014-07-31 6 60 66 90.91%
2014-06-30 6 62 68 91.18%
2014-05-31 6 63 69 91.30%
2014-04-30 6 65 71 91.55%
2014-03-31 6 65 71 91.55%
2014-02-28 7 63 70 90.00%
2014-01-31 7 64 71 90.14%
2013-12-31 7 66 73 90.41%
2013-11-30 7 66 73 90.41%
2013-10-31 7 67 74 90.54%
2013-09-30 7 67 74 90.54%
2013-08-31 7 72 79 91.14%
2013-07-31 7 72 79 91.14%
2013-06-30 7 72 79 91.14%
2013-05-31 7 72 79 91.14%
2013-04-30 7 72 79 91.14%
2013-03-31 7 72 79 91.14%
2013-02-28 7 71 78 91.03%
2013-01-31 7 73 80 91.25%
2012-12-31 7 73 80 91.25%
2012-11-30 7 74 81 91.36%
2012-10-31 7 77 84 91.67%
2012-09-30 7 78 85 91.76%
2012-08-31 7 81 88 92.05%
2012-07-31 7 81 88 92.05%
2012-06-30 7 84 91 92.31%
2012-05-31 7 85 92 92.39%
2012-04-30 7 85 92 92.39%
2012-03-31 7 86 93 92.47%
2012-02-29 6 87 93 93.55%
2012-01-31 6 87 93 93.55%
2011-12-31 6 88 94 93.62%
2011-11-30 6 87 93 93.55%
2011-10-31 7 85 92 92.39%
2011-09-30 7 85 92 92.39%
2011-08-31 7 85 92 92.39%
2011-07-31 7 86 93 92.47%
2011-06-30 7 86 93 92.47%
2011-05-31 7 87 94 92.55%
2011-04-30 7 87 94 92.55%
2011-03-31 7 87 94 92.55%
2011-02-28 7 87 94 92.55%
2011-01-31 7 85 92 92.39%
2010-12-31 7 85 92 92.39%
2010-11-30 7 85 92 92.39%
2010-10-31 7 53 60 88.33%
2010-09-30 7 53 60 88.33%
2010-08-31 7 53 60 88.33%
2010-07-31 7 53 60 88.33%
2010-06-30 7 54 61 88.52%
2010-05-31 7 55 62 88.71%
2010-04-30 7 55 62 88.71%
2010-03-31 7 54 61 88.52%
2010-02-28 7 57 64 89.06%
2010-01-31 7 57 64 89.06%
2009-12-31 7 57 64 89.06%
2009-11-30 7 57 64 89.06%
2009-10-31 7 58 65 89.23%
2009-09-30 7 58 65 89.23%
2009-08-31 7 58 65 89.23%
2009-07-31 7 55 62 88.71%
2009-06-30 7 53 60 88.33%
2009-05-31 6 53 59 89.83%
2009-04-30 6 54 60 90.00%
2009-03-31 6 54 60 90.00%
2009-02-28 5 53 58 91.38%
2009-01-31 5 54 59 91.53%
2008-12-31 5 53 58 91.38%
2008-11-30 5 52 57 91.23%
2008-10-31 5 51 56 91.07%
2008-09-30 5 50 55 90.91%
2008-08-31 5 50 55 90.91%
2008-07-31 5 50 55 90.91%
2008-06-30 5 50 55 90.91%
2008-05-31 5 47 52 90.38%
2008-04-30 5 44 49 89.80%
2008-03-31 5 44 49 89.80%
2008-02-29 5 44 49 89.80%
2008-01-31 5 44 49 89.80%
2007-12-31 5 43 48 89.58%
2007-11-30 5 43 48 89.58%
2007-10-31 5 43 48 89.58%
2007-09-30 5 43 48 89.58%
2007-08-31 4 43 47 91.49%
2007-07-31 4 42 46 91.30%
2007-06-30 4 40 44 90.91%
2007-05-31 4 41 45 91.11%
2007-04-30 4 41 45 91.11%
2007-03-31 4 43 47 91.49%
2007-02-28 4 43 47 91.49%
2007-01-31 4 42 46 91.30%
2006-12-31 4 40 44 90.91%
2006-11-30 4 39 43 90.70%
2006-10-31 4 39 43 90.70%
2006-09-30 4 38 42 90.48%
2006-08-31 4 37 41 90.24%
2006-07-31 4 37 41 90.24%
2006-06-30 4 30 34 88.24%
2006-05-31 4 27 31 87.10%
2006-04-30 4 25 29 86.21%
2006-03-31 4 25 29 86.21%
2006-02-28 4 27 31 87.10%
2006-01-31 4 27 31 87.10%
2005-12-31 4 28 32 87.50%
2005-11-30 4 29 33 87.88%
2005-10-31 4 28 32 87.50%
2005-09-30 4 28 32 87.50%
2005-08-31 4 28 32 87.50%
2005-07-31 4 27 31 87.10%
2005-06-30 4 26 30 86.67%
2005-05-31 4 26 30 86.67%
2005-04-30 4 25 29 86.21%
2005-03-31 4 27 31 87.10%
2005-02-28 3 30 33 90.91%
2005-01-31 3 31 34 91.18%
2004-12-31 2 31 33 93.94%
2004-11-30 2 30 32 93.75%
2004-10-31 2 33 35 94.29%
2004-09-30 2 34 36 94.44%
2004-08-31 2 35 37 94.59%
2004-07-31 2 35 37 94.59%
2004-06-30 2 37 39 94.87%
2004-05-31 2 37 39 94.87%
2004-04-30 2 37 39 94.87%
2004-03-31 2 36 38 94.74%
2004-02-29 2 39 41 95.12%
2004-01-31 2 40 42 95.24%
2003-12-31 2 40 42 95.24%
2003-11-30 2 40 42 95.24%
2003-10-31 2 41 43 95.35%
2003-09-30 2 40 42 95.24%
2003-08-31 2 39 41 95.12%
2003-07-31 2 40 42 95.24%
2003-06-30 2 42 44 95.45%
2003-05-31 2 41 43 95.35%
2003-04-30 2 43 45 95.56%
2003-03-31 2 44 46 95.65%

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