ICBC INTERNATIONAL SECURITIES LIMITED 工銀國際證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-02 31 95 126 75.40%
2024-05-31 31 95 126 75.40%
2024-04-30 31 95 126 75.40%
2024-03-31 32 96 128 75.00%
2024-02-29 32 96 128 75.00%
2024-01-31 32 97 129 75.19%
2023-12-31 27 85 112 75.89%
2023-11-30 27 82 109 75.23%
2023-10-31 27 82 109 75.23%
2023-09-30 25 85 110 77.27%
2023-08-31 25 83 108 76.85%
2023-07-31 25 83 108 76.85%
2023-06-30 25 83 108 76.85%
2023-05-31 25 82 107 76.64%
2023-04-30 26 82 108 75.93%
2023-03-31 26 82 108 75.93%
2023-02-28 26 81 107 75.70%
2023-01-31 26 81 107 75.70%
2022-12-31 26 81 107 75.70%
2022-11-30 26 82 108 75.93%
2022-10-31 26 80 106 75.47%
2022-09-30 26 80 106 75.47%
2022-08-31 26 80 106 75.47%
2022-07-31 26 80 106 75.47%
2022-06-30 27 84 111 75.68%
2022-05-31 27 88 115 76.52%
2022-04-30 27 87 114 76.32%
2022-03-31 28 87 115 75.65%
2022-02-28 28 86 114 75.44%
2022-01-31 28 84 112 75.00%
2021-12-31 28 85 113 75.22%
2021-11-30 25 86 111 77.48%
2021-10-31 25 84 109 77.06%
2021-09-30 25 85 110 77.27%
2021-08-31 26 85 111 76.58%
2021-07-31 26 87 113 76.99%
2021-06-30 27 84 111 75.68%
2021-05-31 27 82 109 75.23%
2021-04-30 27 84 111 75.68%
2021-03-31 27 91 118 77.12%
2021-02-28 27 92 119 77.31%
2021-01-31 28 94 122 77.05%
2020-12-31 28 97 125 77.60%
2020-11-30 29 99 128 77.34%
2020-10-31 28 104 132 78.79%
2020-09-30 26 104 130 80.00%
2020-08-31 28 107 135 79.26%
2020-07-31 28 107 135 79.26%
2020-06-30 27 104 131 79.39%
2020-05-31 27 104 131 79.39%
2020-04-30 27 108 135 80.00%
2020-03-31 27 109 136 80.15%
2020-02-29 25 112 137 81.75%
2020-01-31 25 111 136 81.62%
2019-12-31 24 110 134 82.09%
2019-11-30 23 110 133 82.71%
2019-10-31 21 112 133 84.21%
2019-09-30 21 111 132 84.09%
2019-08-31 20 114 134 85.07%
2019-07-31 20 122 142 85.92%
2019-06-30 19 125 144 86.81%
2019-05-31 20 128 148 86.49%
2019-04-30 20 131 151 86.75%
2019-03-31 21 133 154 86.36%
2019-02-28 21 134 155 86.45%
2019-01-31 21 129 150 86.00%
2018-12-31 21 129 150 86.00%
2018-11-30 21 122 143 85.31%
2018-10-31 20 120 140 85.71%
2018-09-30 19 115 134 85.82%
2018-08-31 17 110 127 86.61%
2018-07-31 17 110 127 86.61%
2018-06-30 17 111 128 86.72%
2018-05-31 19 115 134 85.82%
2018-04-30 19 115 134 85.82%
2018-03-31 17 118 135 87.41%
2018-02-28 16 120 136 88.24%
2018-01-31 15 118 133 88.72%
2017-12-31 16 118 134 88.06%
2017-11-30 16 118 134 88.06%
2017-10-31 15 119 134 88.81%
2017-09-30 15 117 132 88.64%
2017-08-31 12 103 115 89.57%
2017-07-31 11 88 99 88.89%
2017-06-30 11 77 88 87.50%
2017-05-31 12 66 78 84.62%
2017-04-30 13 59 72 81.94%
2017-03-31 13 52 65 80.00%
2017-02-28 13 51 64 79.69%
2017-01-31 14 51 65 78.46%
2016-12-31 14 50 64 78.13%
2016-11-30 15 50 65 76.92%
2016-10-31 14 49 63 77.78%
2016-09-30 14 47 61 77.05%
2016-08-31 14 47 61 77.05%
2016-07-31 14 45 59 76.27%
2016-06-30 15 44 59 74.58%
2016-05-31 15 44 59 74.58%
2016-04-30 15 46 61 75.41%
2016-03-31 17 47 64 73.44%
2016-02-29 17 48 65 73.85%
2016-01-31 17 48 65 73.85%
2015-12-31 17 49 66 74.24%
2015-11-30 18 48 66 72.73%
2015-10-31 19 48 67 71.64%
2015-09-30 20 45 65 69.23%
2015-08-31 19 46 65 70.77%
2015-07-31 20 48 68 70.59%
2015-06-30 16 38 54 70.37%
2015-05-31 14 41 55 74.55%
2015-04-30 15 41 56 73.21%
2015-03-31 15 33 48 68.75%
2015-02-28 15 31 46 67.39%
2015-01-31 15 33 48 68.75%
2014-12-31 16 33 49 67.35%
2014-11-30 17 34 51 66.67%
2014-10-31 17 32 49 65.31%
2014-09-30 19 31 50 62.00%
2014-08-31 19 34 53 64.15%
2014-07-31 19 32 51 62.75%
2014-06-30 20 32 52 61.54%
2014-05-31 20 34 54 62.96%
2014-04-30 19 36 55 65.45%
2014-03-31 19 35 54 64.81%
2014-02-28 19 35 54 64.81%
2014-01-31 19 36 55 65.45%
2013-12-31 19 26 45 57.78%
2013-11-30 19 29 48 60.42%
2013-10-31 19 29 48 60.42%
2013-09-30 20 27 47 57.45%
2013-08-31 17 28 45 62.22%
2013-07-31 17 27 44 61.36%
2013-06-30 17 29 46 63.04%
2013-05-31 17 29 46 63.04%
2013-04-30 16 30 46 65.22%
2013-03-31 19 32 51 62.75%
2013-02-28 19 29 48 60.42%
2013-01-31 18 30 48 62.50%
2012-12-31 19 32 51 62.75%
2012-11-30 19 28 47 59.57%
2012-10-31 19 27 46 58.70%
2012-09-30 20 27 47 57.45%
2012-08-31 20 27 47 57.45%
2012-07-31 19 30 49 61.22%
2012-06-30 20 33 53 62.26%
2012-05-31 20 34 54 62.96%
2012-04-30 18 35 53 66.04%
2012-03-31 20 42 62 67.74%
2012-02-29 18 46 64 71.88%
2012-01-31 9 43 52 82.69%
2011-12-31 9 47 56 83.93%
2011-11-30 9 46 55 83.64%
2011-10-31 9 49 58 84.48%
2011-09-30 8 51 59 86.44%
2011-08-31 7 52 59 88.14%
2011-07-31 6 50 56 89.29%
2011-06-30 6 50 56 89.29%
2011-05-31 5 50 55 90.91%
2011-04-30 5 46 51 90.20%
2011-03-31 5 48 53 90.57%
2011-02-28 5 49 54 90.74%
2011-01-31 6 49 55 89.09%
2010-12-31 7 51 58 87.93%
2010-11-30 6 52 58 89.66%
2010-10-31 6 54 60 90.00%
2010-09-30 6 54 60 90.00%
2010-08-31 6 52 58 89.66%
2010-07-31 6 54 60 90.00%
2010-06-30 8 52 60 86.67%
2010-05-31 7 53 60 88.33%
2010-04-30 6 53 59 89.83%
2010-03-31 6 52 58 89.66%
2010-02-28 6 49 55 89.09%
2010-01-31 6 47 53 88.68%
2009-12-31 6 46 52 88.46%
2009-11-30 6 41 47 87.23%
2009-10-31 6 41 47 87.23%
2009-09-30 6 37 43 86.05%
2009-08-31 6 34 40 85.00%
2009-07-31 7 25 32 78.13%
2009-06-30 7 28 35 80.00%
2009-05-31 4 20 24 83.33%
2009-04-30 2 8 10 80.00%
2009-03-31 2 2 4 50.00%
2009-02-28 2 0 2 0.00%
2009-01-31 2 0 2 0.00%
2008-12-31 2 0 2 0.00%
2008-11-30 2 0 2 0.00%
2008-10-31 0 0 0 0.00%

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