SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-06-02 | 15 | 155 | 170 | 91.18% |
2024-05-31 | 15 | 155 | 170 | 91.18% |
2024-04-30 | 15 | 156 | 171 | 91.23% |
2024-03-31 | 15 | 157 | 172 | 91.28% |
2024-02-29 | 15 | 159 | 174 | 91.38% |
2024-01-31 | 12 | 162 | 174 | 93.10% |
2023-12-31 | 12 | 168 | 180 | 93.33% |
2023-11-30 | 13 | 174 | 187 | 93.05% |
2023-10-31 | 13 | 174 | 187 | 93.05% |
2023-09-30 | 13 | 179 | 192 | 93.23% |
2023-08-31 | 15 | 183 | 198 | 92.42% |
2023-07-31 | 15 | 185 | 200 | 92.50% |
2023-06-30 | 14 | 188 | 202 | 93.07% |
2023-05-31 | 15 | 190 | 205 | 92.68% |
2023-04-30 | 16 | 192 | 208 | 92.31% |
2023-03-31 | 17 | 195 | 212 | 91.98% |
2023-02-28 | 16 | 202 | 218 | 92.66% |
2023-01-31 | 16 | 204 | 220 | 92.73% |
2022-12-31 | 17 | 209 | 226 | 92.48% |
2022-11-30 | 17 | 210 | 227 | 92.51% |
2022-10-31 | 18 | 204 | 222 | 91.89% |
2022-09-30 | 18 | 204 | 222 | 91.89% |
2022-08-31 | 18 | 206 | 224 | 91.96% |
2022-07-31 | 18 | 208 | 226 | 92.04% |
2022-06-30 | 18 | 207 | 225 | 92.00% |
2022-05-31 | 17 | 209 | 226 | 92.48% |
2022-04-30 | 16 | 207 | 223 | 92.83% |
2022-03-31 | 16 | 205 | 221 | 92.76% |
2022-02-28 | 15 | 209 | 224 | 93.30% |
2022-01-31 | 14 | 210 | 224 | 93.75% |
2021-12-31 | 14 | 212 | 226 | 93.81% |
2021-11-30 | 13 | 210 | 223 | 94.17% |
2021-10-31 | 15 | 205 | 220 | 93.18% |
2021-09-30 | 15 | 203 | 218 | 93.12% |
2021-08-31 | 15 | 202 | 217 | 93.09% |
2021-07-31 | 14 | 198 | 212 | 93.40% |
2021-06-30 | 14 | 199 | 213 | 93.43% |
2021-05-31 | 14 | 196 | 210 | 93.33% |
2021-04-30 | 14 | 195 | 209 | 93.30% |
2021-03-31 | 14 | 193 | 207 | 93.24% |
2021-02-28 | 14 | 191 | 205 | 93.17% |
2021-01-31 | 13 | 194 | 207 | 93.72% |
2020-12-31 | 13 | 194 | 207 | 93.72% |
2020-11-30 | 13 | 193 | 206 | 93.69% |
2020-10-31 | 14 | 191 | 205 | 93.17% |
2020-09-30 | 13 | 193 | 206 | 93.69% |
2020-08-31 | 13 | 195 | 208 | 93.75% |
2020-07-31 | 13 | 193 | 206 | 93.69% |
2020-06-30 | 13 | 191 | 204 | 93.63% |
2020-05-31 | 13 | 191 | 204 | 93.63% |
2020-04-30 | 11 | 189 | 200 | 94.50% |
2020-03-31 | 11 | 187 | 198 | 94.44% |
2020-02-29 | 11 | 186 | 197 | 94.42% |
2020-01-31 | 9 | 188 | 197 | 95.43% |
2019-12-31 | 10 | 191 | 201 | 95.02% |
2019-11-30 | 9 | 193 | 202 | 95.54% |
2019-10-31 | 10 | 189 | 199 | 94.97% |
2019-09-30 | 13 | 187 | 200 | 93.50% |
2019-08-31 | 13 | 187 | 200 | 93.50% |
2019-07-31 | 13 | 187 | 200 | 93.50% |
2019-06-30 | 12 | 189 | 201 | 94.03% |
2019-05-31 | 12 | 188 | 200 | 94.00% |
2019-04-30 | 11 | 188 | 199 | 94.47% |
2019-03-31 | 13 | 188 | 201 | 93.53% |
2019-02-28 | 13 | 187 | 200 | 93.50% |
2019-01-31 | 13 | 185 | 198 | 93.43% |
2018-12-31 | 12 | 185 | 197 | 93.91% |
2018-11-30 | 12 | 185 | 197 | 93.91% |
2018-10-31 | 12 | 188 | 200 | 94.00% |
2018-09-30 | 12 | 193 | 205 | 94.15% |
2018-08-31 | 13 | 198 | 211 | 93.84% |
2018-07-31 | 13 | 198 | 211 | 93.84% |
2018-06-30 | 11 | 199 | 210 | 94.76% |
2018-05-31 | 11 | 199 | 210 | 94.76% |
2018-04-30 | 12 | 197 | 209 | 94.26% |
2018-03-31 | 12 | 199 | 211 | 94.31% |
2018-02-28 | 12 | 201 | 213 | 94.37% |
2018-01-31 | 11 | 204 | 215 | 94.88% |
2017-12-31 | 11 | 205 | 216 | 94.91% |
2017-11-30 | 11 | 204 | 215 | 94.88% |
2017-10-31 | 11 | 207 | 218 | 94.95% |
2017-09-30 | 11 | 207 | 218 | 94.95% |
2017-08-31 | 10 | 209 | 219 | 95.43% |
2017-07-31 | 10 | 209 | 219 | 95.43% |
2017-06-30 | 11 | 209 | 220 | 95.00% |
2017-05-31 | 11 | 210 | 221 | 95.02% |
2017-04-30 | 10 | 213 | 223 | 95.52% |
2017-03-31 | 10 | 217 | 227 | 95.59% |
2017-02-28 | 8 | 220 | 228 | 96.49% |
2017-01-31 | 8 | 222 | 230 | 96.52% |
2016-12-31 | 8 | 223 | 231 | 96.54% |
2016-11-30 | 8 | 223 | 231 | 96.54% |
2016-10-31 | 8 | 225 | 233 | 96.57% |
2016-09-30 | 9 | 225 | 234 | 96.15% |
2016-08-31 | 10 | 231 | 241 | 95.85% |
2016-07-31 | 10 | 231 | 241 | 95.85% |
2016-06-30 | 10 | 232 | 242 | 95.87% |
2016-05-31 | 10 | 230 | 240 | 95.83% |
2016-04-30 | 10 | 227 | 237 | 95.78% |
2016-03-31 | 10 | 226 | 236 | 95.76% |
2016-02-29 | 11 | 224 | 235 | 95.32% |
2016-01-31 | 11 | 224 | 235 | 95.32% |
2015-12-31 | 11 | 227 | 238 | 95.38% |
2015-11-30 | 11 | 230 | 241 | 95.44% |
2015-10-31 | 11 | 233 | 244 | 95.49% |
2015-09-30 | 11 | 233 | 244 | 95.49% |
2015-08-31 | 11 | 234 | 245 | 95.51% |
2015-07-31 | 11 | 233 | 244 | 95.49% |
2015-06-30 | 11 | 235 | 246 | 95.53% |
2015-05-31 | 11 | 234 | 245 | 95.51% |
2015-04-30 | 11 | 234 | 245 | 95.51% |
2015-03-31 | 11 | 235 | 246 | 95.53% |
2015-02-28 | 11 | 237 | 248 | 95.56% |
2015-01-31 | 11 | 236 | 247 | 95.55% |
2014-12-31 | 11 | 235 | 246 | 95.53% |
2014-11-30 | 10 | 231 | 241 | 95.85% |
2014-10-31 | 10 | 232 | 242 | 95.87% |
2014-09-30 | 10 | 231 | 241 | 95.85% |
2014-08-31 | 10 | 231 | 241 | 95.85% |
2014-07-31 | 9 | 228 | 237 | 96.20% |
2014-06-30 | 8 | 228 | 236 | 96.61% |
2014-05-31 | 8 | 229 | 237 | 96.62% |
2014-04-30 | 8 | 228 | 236 | 96.61% |
2014-03-31 | 8 | 224 | 232 | 96.55% |
2014-02-28 | 7 | 224 | 231 | 96.97% |
2014-01-31 | 7 | 223 | 230 | 96.96% |
2013-12-31 | 7 | 223 | 230 | 96.96% |
2013-11-30 | 7 | 223 | 230 | 96.96% |
2013-10-31 | 9 | 222 | 231 | 96.10% |
2013-09-30 | 9 | 222 | 231 | 96.10% |
2013-08-31 | 9 | 220 | 229 | 96.07% |
2013-07-31 | 9 | 222 | 231 | 96.10% |
2013-06-30 | 10 | 227 | 237 | 95.78% |
2013-05-31 | 11 | 234 | 245 | 95.51% |
2013-04-30 | 11 | 236 | 247 | 95.55% |
2013-03-31 | 11 | 235 | 246 | 95.53% |
2013-02-28 | 11 | 235 | 246 | 95.53% |
2013-01-31 | 11 | 235 | 246 | 95.53% |
2012-12-31 | 11 | 239 | 250 | 95.60% |
2012-11-30 | 11 | 238 | 249 | 95.58% |
2012-10-31 | 11 | 241 | 252 | 95.63% |
2012-09-30 | 11 | 242 | 253 | 95.65% |
2012-08-31 | 9 | 246 | 255 | 96.47% |
2012-07-31 | 8 | 246 | 254 | 96.85% |
2012-06-30 | 8 | 248 | 256 | 96.88% |
2012-05-31 | 8 | 247 | 255 | 96.86% |
2012-04-30 | 8 | 248 | 256 | 96.88% |
2012-03-31 | 8 | 253 | 261 | 96.93% |
2012-02-29 | 8 | 253 | 261 | 96.93% |
2012-01-31 | 7 | 249 | 256 | 97.27% |
2011-12-31 | 7 | 248 | 255 | 97.25% |
2011-11-30 | 7 | 247 | 254 | 97.24% |
2011-10-31 | 8 | 247 | 255 | 96.86% |
2011-09-30 | 7 | 253 | 260 | 97.31% |
2011-08-31 | 7 | 248 | 255 | 97.25% |
2011-07-31 | 7 | 248 | 255 | 97.25% |
2011-06-30 | 7 | 248 | 255 | 97.25% |
2011-05-31 | 7 | 251 | 258 | 97.29% |
2011-04-30 | 7 | 246 | 253 | 97.23% |
2011-03-31 | 8 | 248 | 256 | 96.88% |
2011-02-28 | 8 | 245 | 253 | 96.84% |
2011-01-31 | 8 | 245 | 253 | 96.84% |
2010-12-31 | 8 | 243 | 251 | 96.81% |
2010-11-30 | 8 | 244 | 252 | 96.83% |
2010-10-31 | 8 | 244 | 252 | 96.83% |
2010-09-30 | 8 | 243 | 251 | 96.81% |
2010-08-31 | 7 | 239 | 246 | 97.15% |
2010-07-31 | 7 | 236 | 243 | 97.12% |
2010-06-30 | 8 | 232 | 240 | 96.67% |
2010-05-31 | 8 | 222 | 230 | 96.52% |
2010-04-30 | 8 | 218 | 226 | 96.46% |
2010-03-31 | 8 | 219 | 227 | 96.48% |
2010-02-28 | 8 | 219 | 227 | 96.48% |
2010-01-31 | 8 | 216 | 224 | 96.43% |
2009-12-31 | 7 | 212 | 219 | 96.80% |
2009-11-30 | 7 | 213 | 220 | 96.82% |
2009-10-31 | 7 | 214 | 221 | 96.83% |
2009-09-30 | 7 | 213 | 220 | 96.82% |
2009-08-31 | 7 | 204 | 211 | 96.68% |
2009-07-31 | 8 | 201 | 209 | 96.17% |
2009-06-30 | 8 | 195 | 203 | 96.06% |
2009-05-31 | 8 | 190 | 198 | 95.96% |
2009-04-30 | 8 | 188 | 196 | 95.92% |
2009-03-31 | 9 | 185 | 194 | 95.36% |
2009-02-28 | 8 | 184 | 192 | 95.83% |
2009-01-31 | 8 | 175 | 183 | 95.63% |
2008-12-31 | 8 | 173 | 181 | 95.58% |
2008-11-30 | 8 | 173 | 181 | 95.58% |
2008-10-31 | 8 | 166 | 174 | 95.40% |
2008-09-30 | 8 | 167 | 175 | 95.43% |
2008-08-31 | 8 | 166 | 174 | 95.40% |
2008-07-31 | 8 | 170 | 178 | 95.51% |
2008-06-30 | 9 | 175 | 184 | 95.11% |
2008-05-31 | 9 | 177 | 186 | 95.16% |
2008-04-30 | 9 | 176 | 185 | 95.14% |
2008-03-31 | 9 | 174 | 183 | 95.08% |
2008-02-29 | 9 | 171 | 180 | 95.00% |
2008-01-31 | 9 | 165 | 174 | 94.83% |
2007-12-31 | 9 | 163 | 172 | 94.77% |
2007-11-30 | 9 | 161 | 170 | 94.71% |
2007-10-31 | 8 | 157 | 165 | 95.15% |
2007-09-30 | 10 | 153 | 163 | 93.87% |
2007-08-31 | 10 | 141 | 151 | 93.38% |
2007-07-31 | 10 | 137 | 147 | 93.20% |
2007-06-30 | 10 | 134 | 144 | 93.06% |
2007-05-31 | 10 | 132 | 142 | 92.96% |
2007-04-30 | 10 | 129 | 139 | 92.81% |
2007-03-31 | 10 | 128 | 138 | 92.75% |
2007-02-28 | 9 | 132 | 141 | 93.62% |
2007-01-31 | 9 | 130 | 139 | 93.53% |
2006-12-31 | 9 | 129 | 138 | 93.48% |
2006-11-30 | 9 | 128 | 137 | 93.43% |
2006-10-31 | 7 | 130 | 137 | 94.89% |
2006-09-30 | 7 | 130 | 137 | 94.89% |
2006-08-31 | 7 | 128 | 135 | 94.81% |
2006-07-31 | 7 | 125 | 132 | 94.70% |
2006-06-30 | 7 | 124 | 131 | 94.66% |
2006-05-31 | 7 | 119 | 126 | 94.44% |
2006-04-30 | 7 | 119 | 126 | 94.44% |
2006-03-31 | 7 | 118 | 125 | 94.40% |
2006-02-28 | 7 | 117 | 124 | 94.35% |
2006-01-31 | 7 | 117 | 124 | 94.35% |
2005-12-31 | 7 | 119 | 126 | 94.44% |
2005-11-30 | 7 | 120 | 127 | 94.49% |
2005-10-31 | 7 | 122 | 129 | 94.57% |
2005-09-30 | 7 | 122 | 129 | 94.57% |
2005-08-31 | 6 | 118 | 124 | 95.16% |
2005-07-31 | 4 | 121 | 125 | 96.80% |
2005-06-30 | 5 | 118 | 123 | 95.93% |
2005-05-31 | 5 | 114 | 119 | 95.80% |
2005-04-30 | 5 | 105 | 110 | 95.45% |
2005-03-31 | 5 | 105 | 110 | 95.45% |
2005-02-28 | 5 | 108 | 113 | 95.58% |
2005-01-31 | 5 | 107 | 112 | 95.54% |
2004-12-31 | 5 | 108 | 113 | 95.58% |
2004-11-30 | 5 | 109 | 114 | 95.61% |
2004-10-31 | 5 | 108 | 113 | 95.58% |
2004-09-30 | 5 | 107 | 112 | 95.54% |
2004-08-31 | 5 | 109 | 114 | 95.61% |
2004-07-31 | 5 | 111 | 116 | 95.69% |
2004-06-30 | 5 | 109 | 114 | 95.61% |
2004-05-31 | 5 | 107 | 112 | 95.54% |
2004-04-30 | 5 | 102 | 107 | 95.33% |
2004-03-31 | 5 | 102 | 107 | 95.33% |
2004-02-29 | 5 | 103 | 108 | 95.37% |
2004-01-31 | 5 | 102 | 107 | 95.33% |
2003-12-31 | 5 | 100 | 105 | 95.24% |
2003-11-30 | 4 | 99 | 103 | 96.12% |
2003-10-31 | 4 | 96 | 100 | 96.00% |
2003-09-30 | 4 | 96 | 100 | 96.00% |
2003-08-31 | 5 | 94 | 99 | 94.95% |
2003-07-31 | 4 | 101 | 105 | 96.19% |
2003-06-30 | 5 | 102 | 107 | 95.33% |
2003-05-31 | 3 | 106 | 109 | 97.25% |
2003-04-30 | 3 | 109 | 112 | 97.32% |
2003-03-31 | 3 | 110 | 113 | 97.35% |
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