SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-02 15 155 170 91.18%
2024-05-31 15 155 170 91.18%
2024-04-30 15 156 171 91.23%
2024-03-31 15 157 172 91.28%
2024-02-29 15 159 174 91.38%
2024-01-31 12 162 174 93.10%
2023-12-31 12 168 180 93.33%
2023-11-30 13 174 187 93.05%
2023-10-31 13 174 187 93.05%
2023-09-30 13 179 192 93.23%
2023-08-31 15 183 198 92.42%
2023-07-31 15 185 200 92.50%
2023-06-30 14 188 202 93.07%
2023-05-31 15 190 205 92.68%
2023-04-30 16 192 208 92.31%
2023-03-31 17 195 212 91.98%
2023-02-28 16 202 218 92.66%
2023-01-31 16 204 220 92.73%
2022-12-31 17 209 226 92.48%
2022-11-30 17 210 227 92.51%
2022-10-31 18 204 222 91.89%
2022-09-30 18 204 222 91.89%
2022-08-31 18 206 224 91.96%
2022-07-31 18 208 226 92.04%
2022-06-30 18 207 225 92.00%
2022-05-31 17 209 226 92.48%
2022-04-30 16 207 223 92.83%
2022-03-31 16 205 221 92.76%
2022-02-28 15 209 224 93.30%
2022-01-31 14 210 224 93.75%
2021-12-31 14 212 226 93.81%
2021-11-30 13 210 223 94.17%
2021-10-31 15 205 220 93.18%
2021-09-30 15 203 218 93.12%
2021-08-31 15 202 217 93.09%
2021-07-31 14 198 212 93.40%
2021-06-30 14 199 213 93.43%
2021-05-31 14 196 210 93.33%
2021-04-30 14 195 209 93.30%
2021-03-31 14 193 207 93.24%
2021-02-28 14 191 205 93.17%
2021-01-31 13 194 207 93.72%
2020-12-31 13 194 207 93.72%
2020-11-30 13 193 206 93.69%
2020-10-31 14 191 205 93.17%
2020-09-30 13 193 206 93.69%
2020-08-31 13 195 208 93.75%
2020-07-31 13 193 206 93.69%
2020-06-30 13 191 204 93.63%
2020-05-31 13 191 204 93.63%
2020-04-30 11 189 200 94.50%
2020-03-31 11 187 198 94.44%
2020-02-29 11 186 197 94.42%
2020-01-31 9 188 197 95.43%
2019-12-31 10 191 201 95.02%
2019-11-30 9 193 202 95.54%
2019-10-31 10 189 199 94.97%
2019-09-30 13 187 200 93.50%
2019-08-31 13 187 200 93.50%
2019-07-31 13 187 200 93.50%
2019-06-30 12 189 201 94.03%
2019-05-31 12 188 200 94.00%
2019-04-30 11 188 199 94.47%
2019-03-31 13 188 201 93.53%
2019-02-28 13 187 200 93.50%
2019-01-31 13 185 198 93.43%
2018-12-31 12 185 197 93.91%
2018-11-30 12 185 197 93.91%
2018-10-31 12 188 200 94.00%
2018-09-30 12 193 205 94.15%
2018-08-31 13 198 211 93.84%
2018-07-31 13 198 211 93.84%
2018-06-30 11 199 210 94.76%
2018-05-31 11 199 210 94.76%
2018-04-30 12 197 209 94.26%
2018-03-31 12 199 211 94.31%
2018-02-28 12 201 213 94.37%
2018-01-31 11 204 215 94.88%
2017-12-31 11 205 216 94.91%
2017-11-30 11 204 215 94.88%
2017-10-31 11 207 218 94.95%
2017-09-30 11 207 218 94.95%
2017-08-31 10 209 219 95.43%
2017-07-31 10 209 219 95.43%
2017-06-30 11 209 220 95.00%
2017-05-31 11 210 221 95.02%
2017-04-30 10 213 223 95.52%
2017-03-31 10 217 227 95.59%
2017-02-28 8 220 228 96.49%
2017-01-31 8 222 230 96.52%
2016-12-31 8 223 231 96.54%
2016-11-30 8 223 231 96.54%
2016-10-31 8 225 233 96.57%
2016-09-30 9 225 234 96.15%
2016-08-31 10 231 241 95.85%
2016-07-31 10 231 241 95.85%
2016-06-30 10 232 242 95.87%
2016-05-31 10 230 240 95.83%
2016-04-30 10 227 237 95.78%
2016-03-31 10 226 236 95.76%
2016-02-29 11 224 235 95.32%
2016-01-31 11 224 235 95.32%
2015-12-31 11 227 238 95.38%
2015-11-30 11 230 241 95.44%
2015-10-31 11 233 244 95.49%
2015-09-30 11 233 244 95.49%
2015-08-31 11 234 245 95.51%
2015-07-31 11 233 244 95.49%
2015-06-30 11 235 246 95.53%
2015-05-31 11 234 245 95.51%
2015-04-30 11 234 245 95.51%
2015-03-31 11 235 246 95.53%
2015-02-28 11 237 248 95.56%
2015-01-31 11 236 247 95.55%
2014-12-31 11 235 246 95.53%
2014-11-30 10 231 241 95.85%
2014-10-31 10 232 242 95.87%
2014-09-30 10 231 241 95.85%
2014-08-31 10 231 241 95.85%
2014-07-31 9 228 237 96.20%
2014-06-30 8 228 236 96.61%
2014-05-31 8 229 237 96.62%
2014-04-30 8 228 236 96.61%
2014-03-31 8 224 232 96.55%
2014-02-28 7 224 231 96.97%
2014-01-31 7 223 230 96.96%
2013-12-31 7 223 230 96.96%
2013-11-30 7 223 230 96.96%
2013-10-31 9 222 231 96.10%
2013-09-30 9 222 231 96.10%
2013-08-31 9 220 229 96.07%
2013-07-31 9 222 231 96.10%
2013-06-30 10 227 237 95.78%
2013-05-31 11 234 245 95.51%
2013-04-30 11 236 247 95.55%
2013-03-31 11 235 246 95.53%
2013-02-28 11 235 246 95.53%
2013-01-31 11 235 246 95.53%
2012-12-31 11 239 250 95.60%
2012-11-30 11 238 249 95.58%
2012-10-31 11 241 252 95.63%
2012-09-30 11 242 253 95.65%
2012-08-31 9 246 255 96.47%
2012-07-31 8 246 254 96.85%
2012-06-30 8 248 256 96.88%
2012-05-31 8 247 255 96.86%
2012-04-30 8 248 256 96.88%
2012-03-31 8 253 261 96.93%
2012-02-29 8 253 261 96.93%
2012-01-31 7 249 256 97.27%
2011-12-31 7 248 255 97.25%
2011-11-30 7 247 254 97.24%
2011-10-31 8 247 255 96.86%
2011-09-30 7 253 260 97.31%
2011-08-31 7 248 255 97.25%
2011-07-31 7 248 255 97.25%
2011-06-30 7 248 255 97.25%
2011-05-31 7 251 258 97.29%
2011-04-30 7 246 253 97.23%
2011-03-31 8 248 256 96.88%
2011-02-28 8 245 253 96.84%
2011-01-31 8 245 253 96.84%
2010-12-31 8 243 251 96.81%
2010-11-30 8 244 252 96.83%
2010-10-31 8 244 252 96.83%
2010-09-30 8 243 251 96.81%
2010-08-31 7 239 246 97.15%
2010-07-31 7 236 243 97.12%
2010-06-30 8 232 240 96.67%
2010-05-31 8 222 230 96.52%
2010-04-30 8 218 226 96.46%
2010-03-31 8 219 227 96.48%
2010-02-28 8 219 227 96.48%
2010-01-31 8 216 224 96.43%
2009-12-31 7 212 219 96.80%
2009-11-30 7 213 220 96.82%
2009-10-31 7 214 221 96.83%
2009-09-30 7 213 220 96.82%
2009-08-31 7 204 211 96.68%
2009-07-31 8 201 209 96.17%
2009-06-30 8 195 203 96.06%
2009-05-31 8 190 198 95.96%
2009-04-30 8 188 196 95.92%
2009-03-31 9 185 194 95.36%
2009-02-28 8 184 192 95.83%
2009-01-31 8 175 183 95.63%
2008-12-31 8 173 181 95.58%
2008-11-30 8 173 181 95.58%
2008-10-31 8 166 174 95.40%
2008-09-30 8 167 175 95.43%
2008-08-31 8 166 174 95.40%
2008-07-31 8 170 178 95.51%
2008-06-30 9 175 184 95.11%
2008-05-31 9 177 186 95.16%
2008-04-30 9 176 185 95.14%
2008-03-31 9 174 183 95.08%
2008-02-29 9 171 180 95.00%
2008-01-31 9 165 174 94.83%
2007-12-31 9 163 172 94.77%
2007-11-30 9 161 170 94.71%
2007-10-31 8 157 165 95.15%
2007-09-30 10 153 163 93.87%
2007-08-31 10 141 151 93.38%
2007-07-31 10 137 147 93.20%
2007-06-30 10 134 144 93.06%
2007-05-31 10 132 142 92.96%
2007-04-30 10 129 139 92.81%
2007-03-31 10 128 138 92.75%
2007-02-28 9 132 141 93.62%
2007-01-31 9 130 139 93.53%
2006-12-31 9 129 138 93.48%
2006-11-30 9 128 137 93.43%
2006-10-31 7 130 137 94.89%
2006-09-30 7 130 137 94.89%
2006-08-31 7 128 135 94.81%
2006-07-31 7 125 132 94.70%
2006-06-30 7 124 131 94.66%
2006-05-31 7 119 126 94.44%
2006-04-30 7 119 126 94.44%
2006-03-31 7 118 125 94.40%
2006-02-28 7 117 124 94.35%
2006-01-31 7 117 124 94.35%
2005-12-31 7 119 126 94.44%
2005-11-30 7 120 127 94.49%
2005-10-31 7 122 129 94.57%
2005-09-30 7 122 129 94.57%
2005-08-31 6 118 124 95.16%
2005-07-31 4 121 125 96.80%
2005-06-30 5 118 123 95.93%
2005-05-31 5 114 119 95.80%
2005-04-30 5 105 110 95.45%
2005-03-31 5 105 110 95.45%
2005-02-28 5 108 113 95.58%
2005-01-31 5 107 112 95.54%
2004-12-31 5 108 113 95.58%
2004-11-30 5 109 114 95.61%
2004-10-31 5 108 113 95.58%
2004-09-30 5 107 112 95.54%
2004-08-31 5 109 114 95.61%
2004-07-31 5 111 116 95.69%
2004-06-30 5 109 114 95.61%
2004-05-31 5 107 112 95.54%
2004-04-30 5 102 107 95.33%
2004-03-31 5 102 107 95.33%
2004-02-29 5 103 108 95.37%
2004-01-31 5 102 107 95.33%
2003-12-31 5 100 105 95.24%
2003-11-30 4 99 103 96.12%
2003-10-31 4 96 100 96.00%
2003-09-30 4 96 100 96.00%
2003-08-31 5 94 99 94.95%
2003-07-31 4 101 105 96.19%
2003-06-30 5 102 107 95.33%
2003-05-31 3 106 109 97.25%
2003-04-30 3 109 112 97.32%
2003-03-31 3 110 113 97.35%

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