CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 中國國際金融香港證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-02 76 1750 1826 95.84%
2024-05-31 76 1750 1826 95.84%
2024-04-30 76 1742 1818 95.82%
2024-03-31 79 1726 1805 95.62%
2024-02-29 77 1732 1809 95.74%
2024-01-31 79 1725 1804 95.62%
2023-12-31 81 1717 1798 95.49%
2023-11-30 83 1725 1808 95.41%
2023-10-31 81 1740 1821 95.55%
2023-09-30 78 1745 1823 95.72%
2023-08-31 80 1732 1812 95.58%
2023-07-31 79 1713 1792 95.59%
2023-06-30 80 1715 1795 95.54%
2023-05-31 78 1713 1791 95.64%
2023-04-30 78 1682 1760 95.57%
2023-03-31 79 1648 1727 95.43%
2023-02-28 79 1623 1702 95.36%
2023-01-31 79 1587 1666 95.26%
2022-12-31 78 1578 1656 95.29%
2022-11-30 75 1559 1634 95.41%
2022-10-31 74 1549 1623 95.44%
2022-09-30 74 1527 1601 95.38%
2022-08-31 73 1493 1566 95.34%
2022-07-31 70 1467 1537 95.45%
2022-06-30 71 1469 1540 95.39%
2022-05-31 68 1469 1537 95.58%
2022-04-30 68 1440 1508 95.49%
2022-03-31 68 1385 1453 95.32%
2022-02-28 67 1374 1441 95.35%
2022-01-31 67 1349 1416 95.27%
2021-12-31 67 1319 1386 95.17%
2021-11-30 59 1304 1363 95.67%
2021-10-31 57 1255 1312 95.66%
2021-09-30 57 1222 1279 95.54%
2021-08-31 56 1163 1219 95.41%
2021-07-31 57 1109 1166 95.11%
2021-06-30 57 1084 1141 95.00%
2021-05-31 58 1012 1070 94.58%
2021-04-30 55 980 1035 94.69%
2021-03-31 53 972 1025 94.83%
2021-02-28 53 929 982 94.60%
2021-01-31 52 912 964 94.61%
2020-12-31 52 889 941 94.47%
2020-11-30 53 879 932 94.31%
2020-10-31 52 862 914 94.31%
2020-09-30 51 848 899 94.33%
2020-08-31 51 836 887 94.25%
2020-07-31 50 818 868 94.24%
2020-06-30 51 817 868 94.12%
2020-05-31 52 812 864 93.98%
2020-04-30 49 797 846 94.21%
2020-03-31 49 800 849 94.23%
2020-02-29 50 796 846 94.09%
2020-01-31 49 796 845 94.20%
2019-12-31 48 782 830 94.22%
2019-11-30 48 770 818 94.13%
2019-10-31 48 771 819 94.14%
2019-09-30 49 767 816 94.00%
2019-08-31 48 758 806 94.04%
2019-07-31 48 738 786 93.89%
2019-06-30 48 723 771 93.77%
2019-05-31 47 706 753 93.76%
2019-04-30 47 707 754 93.77%
2019-03-31 46 710 756 93.92%
2019-02-28 46 690 736 93.75%
2019-01-31 46 687 733 93.72%
2018-12-31 42 677 719 94.16%
2018-11-30 41 662 703 94.17%
2018-10-31 41 651 692 94.08%
2018-09-30 37 644 681 94.57%
2018-08-31 36 638 674 94.66%
2018-07-31 37 623 660 94.39%
2018-06-30 37 592 629 94.12%
2018-05-31 37 567 604 93.87%
2018-04-30 37 555 592 93.75%
2018-03-31 37 546 583 93.65%
2018-02-28 37 532 569 93.50%
2018-01-31 36 521 557 93.54%
2017-12-31 35 509 544 93.57%
2017-11-30 34 512 546 93.77%
2017-10-31 34 503 537 93.67%
2017-09-30 34 500 534 93.63%
2017-08-31 32 482 514 93.77%
2017-07-31 32 481 513 93.76%
2017-06-30 31 480 511 93.93%
2017-05-31 30 485 515 94.17%
2017-04-30 31 477 508 93.90%
2017-03-31 32 475 507 93.69%
2017-02-28 32 469 501 93.61%
2017-01-31 31 459 490 93.67%
2016-12-31 31 441 472 93.43%
2016-11-30 31 439 470 93.40%
2016-10-31 30 431 461 93.49%
2016-09-30 30 426 456 93.42%
2016-08-31 28 431 459 93.90%
2016-07-31 27 414 441 93.88%
2016-06-30 28 416 444 93.69%
2016-05-31 28 399 427 93.44%
2016-04-30 29 400 429 93.24%
2016-03-31 30 394 424 92.92%
2016-02-29 30 378 408 92.65%
2016-01-31 30 377 407 92.63%
2015-12-31 30 369 399 92.48%
2015-11-30 29 358 387 92.51%
2015-10-31 29 353 382 92.41%
2015-09-30 29 356 385 92.47%
2015-08-31 31 347 378 91.80%
2015-07-31 31 341 372 91.67%
2015-06-30 31 340 371 91.64%
2015-05-31 31 343 374 91.71%
2015-04-30 30 346 376 92.02%
2015-03-31 30 334 364 91.76%
2015-02-28 30 325 355 91.55%
2015-01-31 29 313 342 91.52%
2014-12-31 30 302 332 90.96%
2014-11-30 28 293 321 91.28%
2014-10-31 28 294 322 91.30%
2014-09-30 28 293 321 91.28%
2014-08-31 28 294 322 91.30%
2014-07-31 28 278 306 90.85%
2014-06-30 27 280 307 91.21%
2014-05-31 28 284 312 91.03%
2014-04-30 29 296 325 91.08%
2014-03-31 29 288 317 90.85%
2014-02-28 29 284 313 90.73%
2014-01-31 29 292 321 90.97%
2013-12-31 30 288 318 90.57%
2013-11-30 30 287 317 90.54%
2013-10-31 30 277 307 90.23%
2013-09-30 29 272 301 90.37%
2013-08-31 31 265 296 89.53%
2013-07-31 31 261 292 89.38%
2013-06-30 31 257 288 89.24%
2013-05-31 31 259 290 89.31%
2013-04-30 29 257 286 89.86%
2013-03-31 29 257 286 89.86%
2013-02-28 30 254 284 89.44%
2013-01-31 31 252 283 89.05%
2012-12-31 31 251 282 89.01%
2012-11-30 32 251 283 88.69%
2012-10-31 32 256 288 88.89%
2012-09-30 30 265 295 89.83%
2012-08-31 29 272 301 90.37%
2012-07-31 27 273 300 91.00%
2012-06-30 26 278 304 91.45%
2012-05-31 26 278 304 91.45%
2012-04-30 26 264 290 91.03%
2012-03-31 26 263 289 91.00%
2012-02-29 24 264 288 91.67%
2012-01-31 23 270 293 92.15%
2011-12-31 23 268 291 92.10%
2011-11-30 22 258 280 92.14%
2011-10-31 22 254 276 92.03%
2011-09-30 21 253 274 92.34%
2011-08-31 21 247 268 92.16%
2011-07-31 22 248 270 91.85%
2011-06-30 22 238 260 91.54%
2011-05-31 22 238 260 91.54%
2011-04-30 21 241 262 91.98%
2011-03-31 21 233 254 91.73%
2011-02-28 19 226 245 92.24%
2011-01-31 19 220 239 92.05%
2010-12-31 20 219 239 91.63%
2010-11-30 19 219 238 92.02%
2010-10-31 17 218 235 92.77%
2010-09-30 16 212 228 92.98%
2010-08-31 17 212 229 92.58%
2010-07-31 18 203 221 91.86%
2010-06-30 19 202 221 91.40%
2010-05-31 18 204 222 91.89%
2010-04-30 18 201 219 91.78%
2010-03-31 17 192 209 91.87%
2010-02-28 17 185 202 91.58%
2010-01-31 15 185 200 92.50%
2009-12-31 14 176 190 92.63%
2009-11-30 14 172 186 92.47%
2009-10-31 14 172 186 92.47%
2009-09-30 13 175 188 93.09%
2009-08-31 13 175 188 93.09%
2009-07-31 13 177 190 93.16%
2009-06-30 14 179 193 92.75%
2009-05-31 15 179 194 92.27%
2009-04-30 15 184 199 92.46%
2009-03-31 15 184 199 92.46%
2009-02-28 15 184 199 92.46%
2009-01-31 15 183 198 92.42%
2008-12-31 14 183 197 92.89%
2008-11-30 12 176 188 93.62%
2008-10-31 12 124 136 91.18%
2008-09-30 12 104 116 89.66%
2008-08-31 9 102 111 91.89%
2008-07-31 7 97 104 93.27%
2008-06-30 7 91 98 92.86%
2008-05-31 6 90 96 93.75%
2008-04-30 6 89 95 93.68%
2008-03-31 7 86 93 92.47%
2008-02-29 6 86 92 93.48%
2008-01-31 5 86 91 94.51%
2007-12-31 5 83 88 94.32%
2007-11-30 5 80 85 94.12%
2007-10-31 5 72 77 93.51%
2007-09-30 5 66 71 92.96%
2007-08-31 5 66 71 92.96%
2007-07-31 5 61 66 92.42%
2007-06-30 5 60 65 92.31%
2007-05-31 4 58 62 93.55%
2007-04-30 4 57 61 93.44%
2007-03-31 4 47 51 92.16%
2007-02-28 3 48 51 94.12%
2007-01-31 3 47 50 94.00%
2006-12-31 3 46 49 93.88%
2006-11-30 3 46 49 93.88%
2006-10-31 3 44 47 93.62%
2006-09-30 3 44 47 93.62%
2006-08-31 4 45 49 91.84%
2006-07-31 4 44 48 91.67%
2006-06-30 4 44 48 91.67%
2006-05-31 4 45 49 91.84%
2006-04-30 4 43 47 91.49%
2006-03-31 4 44 48 91.67%
2006-02-28 4 46 50 92.00%
2006-01-31 4 44 48 91.67%
2005-12-31 4 44 48 91.67%
2005-11-30 4 44 48 91.67%
2005-10-31 3 44 47 93.62%
2005-09-30 3 42 45 93.33%
2005-08-31 3 42 45 93.33%
2005-07-31 3 41 44 93.18%
2005-06-30 3 41 44 93.18%
2005-05-31 3 39 42 92.86%
2005-04-30 3 39 42 92.86%
2005-03-31 3 36 39 92.31%
2005-02-28 3 33 36 91.67%
2005-01-31 3 33 36 91.67%
2004-12-31 3 27 30 90.00%
2004-11-30 3 27 30 90.00%
2004-10-31 3 26 29 89.66%
2004-09-30 3 27 30 90.00%
2004-08-31 3 28 31 90.32%
2004-07-31 3 28 31 90.32%
2004-06-30 3 24 27 88.89%
2004-05-31 3 25 28 89.29%
2004-04-30 3 26 29 89.66%
2004-03-31 3 22 25 88.00%
2004-02-29 3 20 23 86.96%
2004-01-31 3 18 21 85.71%
2003-12-31 3 19 22 86.36%
2003-11-30 3 19 22 86.36%
2003-10-31 3 20 23 86.96%
2003-09-30 3 18 21 85.71%
2003-08-31 3 19 22 86.36%
2003-07-31 3 18 21 85.71%
2003-06-30 3 17 20 85.00%
2003-05-31 3 17 20 85.00%
2003-04-30 3 14 17 82.35%
2003-03-31 3 13 16 81.25%

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