CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 中國國際金融香港證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-06-02 | 76 | 1750 | 1826 | 95.84% |
2024-05-31 | 76 | 1750 | 1826 | 95.84% |
2024-04-30 | 76 | 1742 | 1818 | 95.82% |
2024-03-31 | 79 | 1726 | 1805 | 95.62% |
2024-02-29 | 77 | 1732 | 1809 | 95.74% |
2024-01-31 | 79 | 1725 | 1804 | 95.62% |
2023-12-31 | 81 | 1717 | 1798 | 95.49% |
2023-11-30 | 83 | 1725 | 1808 | 95.41% |
2023-10-31 | 81 | 1740 | 1821 | 95.55% |
2023-09-30 | 78 | 1745 | 1823 | 95.72% |
2023-08-31 | 80 | 1732 | 1812 | 95.58% |
2023-07-31 | 79 | 1713 | 1792 | 95.59% |
2023-06-30 | 80 | 1715 | 1795 | 95.54% |
2023-05-31 | 78 | 1713 | 1791 | 95.64% |
2023-04-30 | 78 | 1682 | 1760 | 95.57% |
2023-03-31 | 79 | 1648 | 1727 | 95.43% |
2023-02-28 | 79 | 1623 | 1702 | 95.36% |
2023-01-31 | 79 | 1587 | 1666 | 95.26% |
2022-12-31 | 78 | 1578 | 1656 | 95.29% |
2022-11-30 | 75 | 1559 | 1634 | 95.41% |
2022-10-31 | 74 | 1549 | 1623 | 95.44% |
2022-09-30 | 74 | 1527 | 1601 | 95.38% |
2022-08-31 | 73 | 1493 | 1566 | 95.34% |
2022-07-31 | 70 | 1467 | 1537 | 95.45% |
2022-06-30 | 71 | 1469 | 1540 | 95.39% |
2022-05-31 | 68 | 1469 | 1537 | 95.58% |
2022-04-30 | 68 | 1440 | 1508 | 95.49% |
2022-03-31 | 68 | 1385 | 1453 | 95.32% |
2022-02-28 | 67 | 1374 | 1441 | 95.35% |
2022-01-31 | 67 | 1349 | 1416 | 95.27% |
2021-12-31 | 67 | 1319 | 1386 | 95.17% |
2021-11-30 | 59 | 1304 | 1363 | 95.67% |
2021-10-31 | 57 | 1255 | 1312 | 95.66% |
2021-09-30 | 57 | 1222 | 1279 | 95.54% |
2021-08-31 | 56 | 1163 | 1219 | 95.41% |
2021-07-31 | 57 | 1109 | 1166 | 95.11% |
2021-06-30 | 57 | 1084 | 1141 | 95.00% |
2021-05-31 | 58 | 1012 | 1070 | 94.58% |
2021-04-30 | 55 | 980 | 1035 | 94.69% |
2021-03-31 | 53 | 972 | 1025 | 94.83% |
2021-02-28 | 53 | 929 | 982 | 94.60% |
2021-01-31 | 52 | 912 | 964 | 94.61% |
2020-12-31 | 52 | 889 | 941 | 94.47% |
2020-11-30 | 53 | 879 | 932 | 94.31% |
2020-10-31 | 52 | 862 | 914 | 94.31% |
2020-09-30 | 51 | 848 | 899 | 94.33% |
2020-08-31 | 51 | 836 | 887 | 94.25% |
2020-07-31 | 50 | 818 | 868 | 94.24% |
2020-06-30 | 51 | 817 | 868 | 94.12% |
2020-05-31 | 52 | 812 | 864 | 93.98% |
2020-04-30 | 49 | 797 | 846 | 94.21% |
2020-03-31 | 49 | 800 | 849 | 94.23% |
2020-02-29 | 50 | 796 | 846 | 94.09% |
2020-01-31 | 49 | 796 | 845 | 94.20% |
2019-12-31 | 48 | 782 | 830 | 94.22% |
2019-11-30 | 48 | 770 | 818 | 94.13% |
2019-10-31 | 48 | 771 | 819 | 94.14% |
2019-09-30 | 49 | 767 | 816 | 94.00% |
2019-08-31 | 48 | 758 | 806 | 94.04% |
2019-07-31 | 48 | 738 | 786 | 93.89% |
2019-06-30 | 48 | 723 | 771 | 93.77% |
2019-05-31 | 47 | 706 | 753 | 93.76% |
2019-04-30 | 47 | 707 | 754 | 93.77% |
2019-03-31 | 46 | 710 | 756 | 93.92% |
2019-02-28 | 46 | 690 | 736 | 93.75% |
2019-01-31 | 46 | 687 | 733 | 93.72% |
2018-12-31 | 42 | 677 | 719 | 94.16% |
2018-11-30 | 41 | 662 | 703 | 94.17% |
2018-10-31 | 41 | 651 | 692 | 94.08% |
2018-09-30 | 37 | 644 | 681 | 94.57% |
2018-08-31 | 36 | 638 | 674 | 94.66% |
2018-07-31 | 37 | 623 | 660 | 94.39% |
2018-06-30 | 37 | 592 | 629 | 94.12% |
2018-05-31 | 37 | 567 | 604 | 93.87% |
2018-04-30 | 37 | 555 | 592 | 93.75% |
2018-03-31 | 37 | 546 | 583 | 93.65% |
2018-02-28 | 37 | 532 | 569 | 93.50% |
2018-01-31 | 36 | 521 | 557 | 93.54% |
2017-12-31 | 35 | 509 | 544 | 93.57% |
2017-11-30 | 34 | 512 | 546 | 93.77% |
2017-10-31 | 34 | 503 | 537 | 93.67% |
2017-09-30 | 34 | 500 | 534 | 93.63% |
2017-08-31 | 32 | 482 | 514 | 93.77% |
2017-07-31 | 32 | 481 | 513 | 93.76% |
2017-06-30 | 31 | 480 | 511 | 93.93% |
2017-05-31 | 30 | 485 | 515 | 94.17% |
2017-04-30 | 31 | 477 | 508 | 93.90% |
2017-03-31 | 32 | 475 | 507 | 93.69% |
2017-02-28 | 32 | 469 | 501 | 93.61% |
2017-01-31 | 31 | 459 | 490 | 93.67% |
2016-12-31 | 31 | 441 | 472 | 93.43% |
2016-11-30 | 31 | 439 | 470 | 93.40% |
2016-10-31 | 30 | 431 | 461 | 93.49% |
2016-09-30 | 30 | 426 | 456 | 93.42% |
2016-08-31 | 28 | 431 | 459 | 93.90% |
2016-07-31 | 27 | 414 | 441 | 93.88% |
2016-06-30 | 28 | 416 | 444 | 93.69% |
2016-05-31 | 28 | 399 | 427 | 93.44% |
2016-04-30 | 29 | 400 | 429 | 93.24% |
2016-03-31 | 30 | 394 | 424 | 92.92% |
2016-02-29 | 30 | 378 | 408 | 92.65% |
2016-01-31 | 30 | 377 | 407 | 92.63% |
2015-12-31 | 30 | 369 | 399 | 92.48% |
2015-11-30 | 29 | 358 | 387 | 92.51% |
2015-10-31 | 29 | 353 | 382 | 92.41% |
2015-09-30 | 29 | 356 | 385 | 92.47% |
2015-08-31 | 31 | 347 | 378 | 91.80% |
2015-07-31 | 31 | 341 | 372 | 91.67% |
2015-06-30 | 31 | 340 | 371 | 91.64% |
2015-05-31 | 31 | 343 | 374 | 91.71% |
2015-04-30 | 30 | 346 | 376 | 92.02% |
2015-03-31 | 30 | 334 | 364 | 91.76% |
2015-02-28 | 30 | 325 | 355 | 91.55% |
2015-01-31 | 29 | 313 | 342 | 91.52% |
2014-12-31 | 30 | 302 | 332 | 90.96% |
2014-11-30 | 28 | 293 | 321 | 91.28% |
2014-10-31 | 28 | 294 | 322 | 91.30% |
2014-09-30 | 28 | 293 | 321 | 91.28% |
2014-08-31 | 28 | 294 | 322 | 91.30% |
2014-07-31 | 28 | 278 | 306 | 90.85% |
2014-06-30 | 27 | 280 | 307 | 91.21% |
2014-05-31 | 28 | 284 | 312 | 91.03% |
2014-04-30 | 29 | 296 | 325 | 91.08% |
2014-03-31 | 29 | 288 | 317 | 90.85% |
2014-02-28 | 29 | 284 | 313 | 90.73% |
2014-01-31 | 29 | 292 | 321 | 90.97% |
2013-12-31 | 30 | 288 | 318 | 90.57% |
2013-11-30 | 30 | 287 | 317 | 90.54% |
2013-10-31 | 30 | 277 | 307 | 90.23% |
2013-09-30 | 29 | 272 | 301 | 90.37% |
2013-08-31 | 31 | 265 | 296 | 89.53% |
2013-07-31 | 31 | 261 | 292 | 89.38% |
2013-06-30 | 31 | 257 | 288 | 89.24% |
2013-05-31 | 31 | 259 | 290 | 89.31% |
2013-04-30 | 29 | 257 | 286 | 89.86% |
2013-03-31 | 29 | 257 | 286 | 89.86% |
2013-02-28 | 30 | 254 | 284 | 89.44% |
2013-01-31 | 31 | 252 | 283 | 89.05% |
2012-12-31 | 31 | 251 | 282 | 89.01% |
2012-11-30 | 32 | 251 | 283 | 88.69% |
2012-10-31 | 32 | 256 | 288 | 88.89% |
2012-09-30 | 30 | 265 | 295 | 89.83% |
2012-08-31 | 29 | 272 | 301 | 90.37% |
2012-07-31 | 27 | 273 | 300 | 91.00% |
2012-06-30 | 26 | 278 | 304 | 91.45% |
2012-05-31 | 26 | 278 | 304 | 91.45% |
2012-04-30 | 26 | 264 | 290 | 91.03% |
2012-03-31 | 26 | 263 | 289 | 91.00% |
2012-02-29 | 24 | 264 | 288 | 91.67% |
2012-01-31 | 23 | 270 | 293 | 92.15% |
2011-12-31 | 23 | 268 | 291 | 92.10% |
2011-11-30 | 22 | 258 | 280 | 92.14% |
2011-10-31 | 22 | 254 | 276 | 92.03% |
2011-09-30 | 21 | 253 | 274 | 92.34% |
2011-08-31 | 21 | 247 | 268 | 92.16% |
2011-07-31 | 22 | 248 | 270 | 91.85% |
2011-06-30 | 22 | 238 | 260 | 91.54% |
2011-05-31 | 22 | 238 | 260 | 91.54% |
2011-04-30 | 21 | 241 | 262 | 91.98% |
2011-03-31 | 21 | 233 | 254 | 91.73% |
2011-02-28 | 19 | 226 | 245 | 92.24% |
2011-01-31 | 19 | 220 | 239 | 92.05% |
2010-12-31 | 20 | 219 | 239 | 91.63% |
2010-11-30 | 19 | 219 | 238 | 92.02% |
2010-10-31 | 17 | 218 | 235 | 92.77% |
2010-09-30 | 16 | 212 | 228 | 92.98% |
2010-08-31 | 17 | 212 | 229 | 92.58% |
2010-07-31 | 18 | 203 | 221 | 91.86% |
2010-06-30 | 19 | 202 | 221 | 91.40% |
2010-05-31 | 18 | 204 | 222 | 91.89% |
2010-04-30 | 18 | 201 | 219 | 91.78% |
2010-03-31 | 17 | 192 | 209 | 91.87% |
2010-02-28 | 17 | 185 | 202 | 91.58% |
2010-01-31 | 15 | 185 | 200 | 92.50% |
2009-12-31 | 14 | 176 | 190 | 92.63% |
2009-11-30 | 14 | 172 | 186 | 92.47% |
2009-10-31 | 14 | 172 | 186 | 92.47% |
2009-09-30 | 13 | 175 | 188 | 93.09% |
2009-08-31 | 13 | 175 | 188 | 93.09% |
2009-07-31 | 13 | 177 | 190 | 93.16% |
2009-06-30 | 14 | 179 | 193 | 92.75% |
2009-05-31 | 15 | 179 | 194 | 92.27% |
2009-04-30 | 15 | 184 | 199 | 92.46% |
2009-03-31 | 15 | 184 | 199 | 92.46% |
2009-02-28 | 15 | 184 | 199 | 92.46% |
2009-01-31 | 15 | 183 | 198 | 92.42% |
2008-12-31 | 14 | 183 | 197 | 92.89% |
2008-11-30 | 12 | 176 | 188 | 93.62% |
2008-10-31 | 12 | 124 | 136 | 91.18% |
2008-09-30 | 12 | 104 | 116 | 89.66% |
2008-08-31 | 9 | 102 | 111 | 91.89% |
2008-07-31 | 7 | 97 | 104 | 93.27% |
2008-06-30 | 7 | 91 | 98 | 92.86% |
2008-05-31 | 6 | 90 | 96 | 93.75% |
2008-04-30 | 6 | 89 | 95 | 93.68% |
2008-03-31 | 7 | 86 | 93 | 92.47% |
2008-02-29 | 6 | 86 | 92 | 93.48% |
2008-01-31 | 5 | 86 | 91 | 94.51% |
2007-12-31 | 5 | 83 | 88 | 94.32% |
2007-11-30 | 5 | 80 | 85 | 94.12% |
2007-10-31 | 5 | 72 | 77 | 93.51% |
2007-09-30 | 5 | 66 | 71 | 92.96% |
2007-08-31 | 5 | 66 | 71 | 92.96% |
2007-07-31 | 5 | 61 | 66 | 92.42% |
2007-06-30 | 5 | 60 | 65 | 92.31% |
2007-05-31 | 4 | 58 | 62 | 93.55% |
2007-04-30 | 4 | 57 | 61 | 93.44% |
2007-03-31 | 4 | 47 | 51 | 92.16% |
2007-02-28 | 3 | 48 | 51 | 94.12% |
2007-01-31 | 3 | 47 | 50 | 94.00% |
2006-12-31 | 3 | 46 | 49 | 93.88% |
2006-11-30 | 3 | 46 | 49 | 93.88% |
2006-10-31 | 3 | 44 | 47 | 93.62% |
2006-09-30 | 3 | 44 | 47 | 93.62% |
2006-08-31 | 4 | 45 | 49 | 91.84% |
2006-07-31 | 4 | 44 | 48 | 91.67% |
2006-06-30 | 4 | 44 | 48 | 91.67% |
2006-05-31 | 4 | 45 | 49 | 91.84% |
2006-04-30 | 4 | 43 | 47 | 91.49% |
2006-03-31 | 4 | 44 | 48 | 91.67% |
2006-02-28 | 4 | 46 | 50 | 92.00% |
2006-01-31 | 4 | 44 | 48 | 91.67% |
2005-12-31 | 4 | 44 | 48 | 91.67% |
2005-11-30 | 4 | 44 | 48 | 91.67% |
2005-10-31 | 3 | 44 | 47 | 93.62% |
2005-09-30 | 3 | 42 | 45 | 93.33% |
2005-08-31 | 3 | 42 | 45 | 93.33% |
2005-07-31 | 3 | 41 | 44 | 93.18% |
2005-06-30 | 3 | 41 | 44 | 93.18% |
2005-05-31 | 3 | 39 | 42 | 92.86% |
2005-04-30 | 3 | 39 | 42 | 92.86% |
2005-03-31 | 3 | 36 | 39 | 92.31% |
2005-02-28 | 3 | 33 | 36 | 91.67% |
2005-01-31 | 3 | 33 | 36 | 91.67% |
2004-12-31 | 3 | 27 | 30 | 90.00% |
2004-11-30 | 3 | 27 | 30 | 90.00% |
2004-10-31 | 3 | 26 | 29 | 89.66% |
2004-09-30 | 3 | 27 | 30 | 90.00% |
2004-08-31 | 3 | 28 | 31 | 90.32% |
2004-07-31 | 3 | 28 | 31 | 90.32% |
2004-06-30 | 3 | 24 | 27 | 88.89% |
2004-05-31 | 3 | 25 | 28 | 89.29% |
2004-04-30 | 3 | 26 | 29 | 89.66% |
2004-03-31 | 3 | 22 | 25 | 88.00% |
2004-02-29 | 3 | 20 | 23 | 86.96% |
2004-01-31 | 3 | 18 | 21 | 85.71% |
2003-12-31 | 3 | 19 | 22 | 86.36% |
2003-11-30 | 3 | 19 | 22 | 86.36% |
2003-10-31 | 3 | 20 | 23 | 86.96% |
2003-09-30 | 3 | 18 | 21 | 85.71% |
2003-08-31 | 3 | 19 | 22 | 86.36% |
2003-07-31 | 3 | 18 | 21 | 85.71% |
2003-06-30 | 3 | 17 | 20 | 85.00% |
2003-05-31 | 3 | 17 | 20 | 85.00% |
2003-04-30 | 3 | 14 | 17 | 82.35% |
2003-03-31 | 3 | 13 | 16 | 81.25% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy