J.P. MORGAN SECURITIES (FAR EAST) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-06-09 | 16 | 160 | 176 | 90.91% |
| 2024-05-31 | 16 | 160 | 176 | 90.91% |
| 2024-04-30 | 16 | 172 | 188 | 91.49% |
| 2024-03-31 | 14 | 174 | 188 | 92.55% |
| 2024-02-29 | 15 | 175 | 190 | 92.11% |
| 2024-01-31 | 15 | 179 | 194 | 92.27% |
| 2023-12-31 | 15 | 178 | 193 | 92.23% |
| 2023-11-30 | 15 | 175 | 190 | 92.11% |
| 2023-10-31 | 15 | 177 | 192 | 92.19% |
| 2023-09-30 | 15 | 179 | 194 | 92.27% |
| 2023-08-31 | 15 | 185 | 200 | 92.50% |
| 2023-07-31 | 15 | 179 | 194 | 92.27% |
| 2023-06-30 | 14 | 182 | 196 | 92.86% |
| 2023-05-31 | 15 | 202 | 217 | 93.09% |
| 2023-04-30 | 16 | 203 | 219 | 92.69% |
| 2023-03-31 | 16 | 207 | 223 | 92.83% |
| 2023-02-28 | 16 | 210 | 226 | 92.92% |
| 2023-01-31 | 15 | 233 | 248 | 93.95% |
| 2022-12-31 | 15 | 235 | 250 | 94.00% |
| 2022-11-30 | 16 | 236 | 252 | 93.65% |
| 2022-10-31 | 16 | 241 | 257 | 93.77% |
| 2022-09-30 | 16 | 237 | 253 | 93.68% |
| 2022-08-31 | 16 | 233 | 249 | 93.57% |
| 2022-07-31 | 17 | 224 | 241 | 92.95% |
| 2022-06-30 | 17 | 220 | 237 | 92.83% |
| 2022-05-31 | 16 | 225 | 241 | 93.36% |
| 2022-04-30 | 17 | 222 | 239 | 92.89% |
| 2022-03-31 | 17 | 226 | 243 | 93.00% |
| 2022-02-28 | 16 | 219 | 235 | 93.19% |
| 2022-01-31 | 17 | 222 | 239 | 92.89% |
| 2021-12-31 | 17 | 221 | 238 | 92.86% |
| 2021-11-30 | 17 | 222 | 239 | 92.89% |
| 2021-10-31 | 16 | 219 | 235 | 93.19% |
| 2021-09-30 | 16 | 216 | 232 | 93.10% |
| 2021-08-31 | 16 | 217 | 233 | 93.13% |
| 2021-07-31 | 16 | 212 | 228 | 92.98% |
| 2021-06-30 | 15 | 202 | 217 | 93.09% |
| 2021-05-31 | 16 | 198 | 214 | 92.52% |
| 2021-04-30 | 16 | 195 | 211 | 92.42% |
| 2021-03-31 | 16 | 201 | 217 | 92.63% |
| 2021-02-28 | 15 | 203 | 218 | 93.12% |
| 2021-01-31 | 15 | 212 | 227 | 93.39% |
| 2020-12-31 | 14 | 215 | 229 | 93.89% |
| 2020-11-30 | 13 | 217 | 230 | 94.35% |
| 2020-10-31 | 14 | 216 | 230 | 93.91% |
| 2020-09-30 | 14 | 218 | 232 | 93.97% |
| 2020-08-31 | 14 | 225 | 239 | 94.14% |
| 2020-07-31 | 14 | 217 | 231 | 93.94% |
| 2020-06-30 | 15 | 213 | 228 | 93.42% |
| 2020-05-31 | 13 | 212 | 225 | 94.22% |
| 2020-04-30 | 13 | 215 | 228 | 94.30% |
| 2020-03-31 | 13 | 215 | 228 | 94.30% |
| 2020-02-29 | 13 | 216 | 229 | 94.32% |
| 2020-01-31 | 13 | 219 | 232 | 94.40% |
| 2019-12-31 | 13 | 219 | 232 | 94.40% |
| 2019-11-30 | 13 | 219 | 232 | 94.40% |
| 2019-10-31 | 11 | 217 | 228 | 95.18% |
| 2019-09-30 | 11 | 210 | 221 | 95.02% |
| 2019-08-31 | 11 | 209 | 220 | 95.00% |
| 2019-07-31 | 10 | 198 | 208 | 95.19% |
| 2019-06-30 | 11 | 191 | 202 | 94.55% |
| 2019-05-31 | 11 | 185 | 196 | 94.39% |
| 2019-04-30 | 11 | 175 | 186 | 94.09% |
| 2019-03-31 | 11 | 173 | 184 | 94.02% |
| 2019-02-28 | 10 | 173 | 183 | 94.54% |
| 2019-01-31 | 10 | 182 | 192 | 94.79% |
| 2018-12-31 | 10 | 185 | 195 | 94.87% |
| 2018-11-30 | 10 | 188 | 198 | 94.95% |
| 2018-10-31 | 10 | 185 | 195 | 94.87% |
| 2018-09-30 | 10 | 178 | 188 | 94.68% |
| 2018-08-31 | 10 | 166 | 176 | 94.32% |
| 2018-07-31 | 8 | 151 | 159 | 94.97% |
| 2018-06-30 | 6 | 147 | 153 | 96.08% |
| 2018-05-31 | 7 | 146 | 153 | 95.42% |
| 2018-04-30 | 8 | 145 | 153 | 94.77% |
| 2018-03-31 | 8 | 146 | 154 | 94.81% |
| 2018-02-28 | 8 | 153 | 161 | 95.03% |
| 2018-01-31 | 8 | 154 | 162 | 95.06% |
| 2017-12-31 | 8 | 154 | 162 | 95.06% |
| 2017-11-30 | 8 | 156 | 164 | 95.12% |
| 2017-10-31 | 7 | 155 | 162 | 95.68% |
| 2017-09-30 | 7 | 157 | 164 | 95.73% |
| 2017-08-31 | 7 | 159 | 166 | 95.78% |
| 2017-07-31 | 6 | 156 | 162 | 96.30% |
| 2017-06-30 | 6 | 144 | 150 | 96.00% |
| 2017-05-31 | 6 | 146 | 152 | 96.05% |
| 2017-04-30 | 8 | 147 | 155 | 94.84% |
| 2017-03-31 | 8 | 152 | 160 | 95.00% |
| 2017-02-28 | 8 | 154 | 162 | 95.06% |
| 2017-01-31 | 8 | 153 | 161 | 95.03% |
| 2016-12-31 | 8 | 153 | 161 | 95.03% |
| 2016-11-30 | 8 | 153 | 161 | 95.03% |
| 2016-10-31 | 8 | 152 | 160 | 95.00% |
| 2016-09-30 | 8 | 155 | 163 | 95.09% |
| 2016-08-31 | 9 | 160 | 169 | 94.67% |
| 2016-07-31 | 10 | 130 | 140 | 92.86% |
| 2016-06-30 | 10 | 128 | 138 | 92.75% |
| 2016-05-31 | 10 | 130 | 140 | 92.86% |
| 2016-04-30 | 10 | 132 | 142 | 92.96% |
| 2016-03-31 | 9 | 136 | 145 | 93.79% |
| 2016-02-29 | 11 | 145 | 156 | 92.95% |
| 2016-01-31 | 11 | 148 | 159 | 93.08% |
| 2015-12-31 | 11 | 151 | 162 | 93.21% |
| 2015-11-30 | 11 | 148 | 159 | 93.08% |
| 2015-10-31 | 9 | 150 | 159 | 94.34% |
| 2015-09-30 | 9 | 146 | 155 | 94.19% |
| 2015-08-31 | 9 | 148 | 157 | 94.27% |
| 2015-07-31 | 9 | 137 | 146 | 93.84% |
| 2015-06-30 | 9 | 140 | 149 | 93.96% |
| 2015-05-31 | 10 | 141 | 151 | 93.38% |
| 2015-04-30 | 11 | 147 | 158 | 93.04% |
| 2015-03-31 | 13 | 152 | 165 | 92.12% |
| 2015-02-28 | 13 | 157 | 170 | 92.35% |
| 2015-01-31 | 13 | 159 | 172 | 92.44% |
| 2014-12-31 | 13 | 156 | 169 | 92.31% |
| 2014-11-30 | 13 | 154 | 167 | 92.22% |
| 2014-10-31 | 13 | 153 | 166 | 92.17% |
| 2014-09-30 | 13 | 155 | 168 | 92.26% |
| 2014-08-31 | 14 | 155 | 169 | 91.72% |
| 2014-07-31 | 14 | 139 | 153 | 90.85% |
| 2014-06-30 | 15 | 139 | 154 | 90.26% |
| 2014-05-31 | 14 | 135 | 149 | 90.60% |
| 2014-04-30 | 14 | 133 | 147 | 90.48% |
| 2014-03-31 | 14 | 136 | 150 | 90.67% |
| 2014-02-28 | 15 | 142 | 157 | 90.45% |
| 2014-01-31 | 14 | 144 | 158 | 91.14% |
| 2013-12-31 | 14 | 143 | 157 | 91.08% |
| 2013-11-30 | 14 | 145 | 159 | 91.19% |
| 2013-10-31 | 14 | 142 | 156 | 91.03% |
| 2013-09-30 | 13 | 144 | 157 | 91.72% |
| 2013-08-31 | 13 | 144 | 157 | 91.72% |
| 2013-07-31 | 15 | 134 | 149 | 89.93% |
| 2013-06-30 | 15 | 135 | 150 | 90.00% |
| 2013-05-31 | 15 | 139 | 154 | 90.26% |
| 2013-04-30 | 15 | 142 | 157 | 90.45% |
| 2013-03-31 | 17 | 147 | 164 | 89.63% |
| 2013-02-28 | 16 | 152 | 168 | 90.48% |
| 2013-01-31 | 14 | 156 | 170 | 91.76% |
| 2012-12-31 | 14 | 158 | 172 | 91.86% |
| 2012-11-30 | 14 | 163 | 177 | 92.09% |
| 2012-10-31 | 13 | 171 | 184 | 92.93% |
| 2012-09-30 | 12 | 172 | 184 | 93.48% |
| 2012-08-31 | 11 | 175 | 186 | 94.09% |
| 2012-07-31 | 11 | 165 | 176 | 93.75% |
| 2012-06-30 | 12 | 164 | 176 | 93.18% |
| 2012-05-31 | 12 | 168 | 180 | 93.33% |
| 2012-04-30 | 12 | 172 | 184 | 93.48% |
| 2012-03-31 | 11 | 172 | 183 | 93.99% |
| 2012-02-29 | 5 | 178 | 183 | 97.27% |
| 2012-01-31 | 8 | 150 | 158 | 94.94% |
| 2011-12-31 | 8 | 18 | 26 | 69.23% |
| 2011-11-30 | 7 | 19 | 26 | 73.08% |
| 2011-10-31 | 7 | 20 | 27 | 74.07% |
| 2011-09-30 | 7 | 20 | 27 | 74.07% |
| 2011-08-31 | 7 | 20 | 27 | 74.07% |
| 2011-07-31 | 6 | 18 | 24 | 75.00% |
| 2011-06-30 | 6 | 18 | 24 | 75.00% |
| 2011-05-31 | 6 | 18 | 24 | 75.00% |
| 2011-04-30 | 6 | 18 | 24 | 75.00% |
| 2011-03-31 | 6 | 19 | 25 | 76.00% |
| 2011-02-28 | 6 | 19 | 25 | 76.00% |
| 2011-01-31 | 6 | 21 | 27 | 77.78% |
| 2010-12-31 | 6 | 23 | 29 | 79.31% |
| 2010-11-30 | 5 | 23 | 28 | 82.14% |
| 2010-10-31 | 5 | 23 | 28 | 82.14% |
| 2010-09-30 | 5 | 23 | 28 | 82.14% |
| 2010-08-31 | 4 | 21 | 25 | 84.00% |
| 2010-07-31 | 4 | 19 | 23 | 82.61% |
| 2010-06-30 | 4 | 18 | 22 | 81.82% |
| 2010-05-31 | 4 | 16 | 20 | 80.00% |
| 2010-04-30 | 5 | 15 | 20 | 75.00% |
| 2010-03-31 | 5 | 15 | 20 | 75.00% |
| 2010-02-28 | 5 | 14 | 19 | 73.68% |
| 2010-01-31 | 5 | 14 | 19 | 73.68% |
| 2009-12-31 | 5 | 15 | 20 | 75.00% |
| 2009-11-30 | 5 | 14 | 19 | 73.68% |
| 2009-10-31 | 6 | 14 | 20 | 70.00% |
| 2009-09-30 | 5 | 15 | 20 | 75.00% |
| 2009-08-31 | 5 | 15 | 20 | 75.00% |
| 2009-07-31 | 5 | 15 | 20 | 75.00% |
| 2009-06-30 | 5 | 15 | 20 | 75.00% |
| 2009-05-31 | 5 | 16 | 21 | 76.19% |
| 2009-04-30 | 5 | 18 | 23 | 78.26% |
| 2009-03-31 | 6 | 19 | 25 | 76.00% |
| 2009-02-28 | 5 | 20 | 25 | 80.00% |
| 2009-01-31 | 5 | 21 | 26 | 80.77% |
| 2008-12-31 | 5 | 21 | 26 | 80.77% |
| 2008-11-30 | 4 | 22 | 26 | 84.62% |
| 2008-10-31 | 4 | 22 | 26 | 84.62% |
| 2008-09-30 | 4 | 21 | 25 | 84.00% |
| 2008-08-31 | 4 | 21 | 25 | 84.00% |
| 2008-07-31 | 4 | 20 | 24 | 83.33% |
| 2008-06-30 | 4 | 22 | 26 | 84.62% |
| 2008-05-31 | 4 | 22 | 26 | 84.62% |
| 2008-04-30 | 4 | 23 | 27 | 85.19% |
| 2008-03-31 | 4 | 24 | 28 | 85.71% |
| 2008-02-29 | 4 | 24 | 28 | 85.71% |
| 2008-01-31 | 4 | 25 | 29 | 86.21% |
| 2007-12-31 | 4 | 25 | 29 | 86.21% |
| 2007-11-30 | 4 | 25 | 29 | 86.21% |
| 2007-10-31 | 5 | 25 | 30 | 83.33% |
| 2007-09-30 | 5 | 23 | 28 | 82.14% |
| 2007-08-31 | 4 | 19 | 23 | 82.61% |
| 2007-07-31 | 4 | 15 | 19 | 78.95% |
| 2007-06-30 | 4 | 15 | 19 | 78.95% |
| 2007-05-31 | 4 | 16 | 20 | 80.00% |
| 2007-04-30 | 4 | 14 | 18 | 77.78% |
| 2007-03-31 | 5 | 14 | 19 | 73.68% |
| 2007-02-28 | 5 | 16 | 21 | 76.19% |
| 2007-01-31 | 5 | 17 | 22 | 77.27% |
| 2006-12-31 | 7 | 16 | 23 | 69.57% |
| 2006-11-30 | 7 | 16 | 23 | 69.57% |
| 2006-10-31 | 7 | 15 | 22 | 68.18% |
| 2006-09-30 | 7 | 15 | 22 | 68.18% |
| 2006-08-31 | 7 | 15 | 22 | 68.18% |
| 2006-07-31 | 7 | 15 | 22 | 68.18% |
| 2006-06-30 | 7 | 16 | 23 | 69.57% |
| 2006-05-31 | 7 | 16 | 23 | 69.57% |
| 2006-04-30 | 7 | 16 | 23 | 69.57% |
| 2006-03-31 | 7 | 15 | 22 | 68.18% |
| 2006-02-28 | 7 | 14 | 21 | 66.67% |
| 2006-01-31 | 7 | 14 | 21 | 66.67% |
| 2005-12-31 | 7 | 14 | 21 | 66.67% |
| 2005-11-30 | 7 | 15 | 22 | 68.18% |
| 2005-10-31 | 7 | 13 | 20 | 65.00% |
| 2005-09-30 | 7 | 18 | 25 | 72.00% |
| 2005-08-31 | 7 | 18 | 25 | 72.00% |
| 2005-07-31 | 7 | 17 | 24 | 70.83% |
| 2005-06-30 | 7 | 17 | 24 | 70.83% |
| 2005-05-31 | 7 | 17 | 24 | 70.83% |
| 2005-04-30 | 5 | 20 | 25 | 80.00% |
| 2005-03-31 | 5 | 19 | 24 | 79.17% |
| 2005-02-28 | 5 | 19 | 24 | 79.17% |
| 2005-01-31 | 5 | 19 | 24 | 79.17% |
| 2004-12-31 | 5 | 19 | 24 | 79.17% |
| 2004-11-30 | 5 | 19 | 24 | 79.17% |
| 2004-10-31 | 5 | 20 | 25 | 80.00% |
| 2004-09-30 | 5 | 19 | 24 | 79.17% |
| 2004-08-31 | 5 | 19 | 24 | 79.17% |
| 2004-07-31 | 3 | 20 | 23 | 86.96% |
| 2004-06-30 | 3 | 19 | 22 | 86.36% |
| 2004-05-31 | 3 | 20 | 23 | 86.96% |
| 2004-04-30 | 3 | 22 | 25 | 88.00% |
| 2004-03-31 | 3 | 23 | 26 | 88.46% |
| 2004-02-29 | 3 | 22 | 25 | 88.00% |
| 2004-01-31 | 3 | 23 | 26 | 88.46% |
| 2003-12-31 | 3 | 23 | 26 | 88.46% |
| 2003-11-30 | 3 | 23 | 26 | 88.46% |
| 2003-10-31 | 4 | 33 | 37 | 89.19% |
| 2003-09-30 | 4 | 34 | 38 | 89.47% |
| 2003-08-31 | 4 | 34 | 38 | 89.47% |
| 2003-07-31 | 4 | 34 | 38 | 89.47% |
| 2003-06-30 | 4 | 35 | 39 | 89.74% |
| 2003-05-31 | 4 | 36 | 40 | 90.00% |
| 2003-04-30 | 5 | 38 | 43 | 88.37% |
| 2003-03-31 | 5 | 38 | 43 | 88.37% |
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