China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-06-02 | 10 | 178 | 188 | 94.68% |
| 2024-05-31 | 10 | 178 | 188 | 94.68% |
| 2024-04-30 | 10 | 180 | 190 | 94.74% |
| 2024-03-31 | 9 | 181 | 190 | 95.26% |
| 2024-02-29 | 9 | 182 | 191 | 95.29% |
| 2024-01-31 | 9 | 184 | 193 | 95.34% |
| 2023-12-31 | 9 | 186 | 195 | 95.38% |
| 2023-11-30 | 9 | 201 | 210 | 95.71% |
| 2023-10-31 | 9 | 201 | 210 | 95.71% |
| 2023-09-30 | 7 | 202 | 209 | 96.65% |
| 2023-08-31 | 7 | 209 | 216 | 96.76% |
| 2023-07-31 | 7 | 208 | 215 | 96.74% |
| 2023-06-30 | 8 | 211 | 219 | 96.35% |
| 2023-05-31 | 7 | 219 | 226 | 96.90% |
| 2023-04-30 | 7 | 220 | 227 | 96.92% |
| 2023-03-31 | 7 | 226 | 233 | 97.00% |
| 2023-02-28 | 7 | 229 | 236 | 97.03% |
| 2023-01-31 | 7 | 230 | 237 | 97.05% |
| 2022-12-31 | 7 | 227 | 234 | 97.01% |
| 2022-11-30 | 7 | 228 | 235 | 97.02% |
| 2022-10-31 | 8 | 224 | 232 | 96.55% |
| 2022-09-30 | 8 | 221 | 229 | 96.51% |
| 2022-08-31 | 8 | 215 | 223 | 96.41% |
| 2022-07-31 | 8 | 213 | 221 | 96.38% |
| 2022-06-30 | 8 | 219 | 227 | 96.48% |
| 2022-05-31 | 8 | 218 | 226 | 96.46% |
| 2022-04-30 | 8 | 207 | 215 | 96.28% |
| 2022-03-31 | 8 | 188 | 196 | 95.92% |
| 2022-02-28 | 8 | 184 | 192 | 95.83% |
| 2022-01-31 | 8 | 186 | 194 | 95.88% |
| 2021-12-31 | 8 | 179 | 187 | 95.72% |
| 2021-11-30 | 8 | 170 | 178 | 95.51% |
| 2021-10-31 | 7 | 149 | 156 | 95.51% |
| 2021-09-30 | 8 | 131 | 139 | 94.24% |
| 2021-08-31 | 8 | 94 | 102 | 92.16% |
| 2021-07-31 | 8 | 79 | 87 | 90.80% |
| 2021-06-30 | 8 | 69 | 77 | 89.61% |
| 2021-05-31 | 8 | 65 | 73 | 89.04% |
| 2021-04-30 | 8 | 63 | 71 | 88.73% |
| 2021-03-31 | 8 | 61 | 69 | 88.41% |
| 2021-02-28 | 8 | 63 | 71 | 88.73% |
| 2021-01-31 | 8 | 61 | 69 | 88.41% |
| 2020-12-31 | 8 | 55 | 63 | 87.30% |
| 2020-11-30 | 8 | 56 | 64 | 87.50% |
| 2020-10-31 | 8 | 54 | 62 | 87.10% |
| 2020-09-30 | 7 | 55 | 62 | 88.71% |
| 2020-08-31 | 7 | 56 | 63 | 88.89% |
| 2020-07-31 | 7 | 55 | 62 | 88.71% |
| 2020-06-30 | 7 | 54 | 61 | 88.52% |
| 2020-05-31 | 8 | 54 | 62 | 87.10% |
| 2020-04-30 | 8 | 54 | 62 | 87.10% |
| 2020-03-31 | 8 | 57 | 65 | 87.69% |
| 2020-02-29 | 7 | 57 | 64 | 89.06% |
| 2020-01-31 | 7 | 57 | 64 | 89.06% |
| 2019-12-31 | 7 | 57 | 64 | 89.06% |
| 2019-11-30 | 6 | 64 | 70 | 91.43% |
| 2019-10-31 | 6 | 63 | 69 | 91.30% |
| 2019-09-30 | 6 | 61 | 67 | 91.04% |
| 2019-08-31 | 6 | 56 | 62 | 90.32% |
| 2019-07-31 | 7 | 57 | 64 | 89.06% |
| 2019-06-30 | 6 | 58 | 64 | 90.63% |
| 2019-05-31 | 8 | 59 | 67 | 88.06% |
| 2019-04-30 | 7 | 66 | 73 | 90.41% |
| 2019-03-31 | 8 | 63 | 71 | 88.73% |
| 2019-02-28 | 7 | 64 | 71 | 90.14% |
| 2019-01-31 | 6 | 64 | 70 | 91.43% |
| 2018-12-31 | 6 | 64 | 70 | 91.43% |
| 2018-11-30 | 5 | 68 | 73 | 93.15% |
| 2018-10-31 | 5 | 66 | 71 | 92.96% |
| 2018-09-30 | 5 | 67 | 72 | 93.06% |
| 2018-08-31 | 5 | 67 | 72 | 93.06% |
| 2018-07-31 | 4 | 62 | 66 | 93.94% |
| 2018-06-30 | 5 | 59 | 64 | 92.19% |
| 2018-05-31 | 5 | 54 | 59 | 91.53% |
| 2018-04-30 | 6 | 49 | 55 | 89.09% |
| 2018-03-31 | 6 | 50 | 56 | 89.29% |
| 2018-02-28 | 6 | 49 | 55 | 89.09% |
| 2018-01-31 | 7 | 49 | 56 | 87.50% |
| 2017-12-31 | 7 | 50 | 57 | 87.72% |
| 2017-11-30 | 7 | 48 | 55 | 87.27% |
| 2017-10-31 | 7 | 49 | 56 | 87.50% |
| 2017-09-30 | 7 | 49 | 56 | 87.50% |
| 2017-08-31 | 7 | 46 | 53 | 86.79% |
| 2017-07-31 | 7 | 44 | 51 | 86.27% |
| 2017-06-30 | 6 | 44 | 50 | 88.00% |
| 2017-05-31 | 6 | 49 | 55 | 89.09% |
| 2017-04-30 | 6 | 51 | 57 | 89.47% |
| 2017-03-31 | 6 | 51 | 57 | 89.47% |
| 2017-02-28 | 6 | 51 | 57 | 89.47% |
| 2017-01-31 | 6 | 49 | 55 | 89.09% |
| 2016-12-31 | 6 | 48 | 54 | 88.89% |
| 2016-11-30 | 6 | 50 | 56 | 89.29% |
| 2016-10-31 | 6 | 50 | 56 | 89.29% |
| 2016-09-30 | 6 | 52 | 58 | 89.66% |
| 2016-08-31 | 6 | 48 | 54 | 88.89% |
| 2016-07-31 | 6 | 45 | 51 | 88.24% |
| 2016-06-30 | 6 | 44 | 50 | 88.00% |
| 2016-05-31 | 6 | 43 | 49 | 87.76% |
| 2016-04-30 | 6 | 47 | 53 | 88.68% |
| 2016-03-31 | 6 | 44 | 50 | 88.00% |
| 2016-02-29 | 6 | 44 | 50 | 88.00% |
| 2016-01-31 | 6 | 44 | 50 | 88.00% |
| 2015-12-31 | 7 | 42 | 49 | 85.71% |
| 2015-11-30 | 7 | 42 | 49 | 85.71% |
| 2015-10-31 | 6 | 41 | 47 | 87.23% |
| 2015-09-30 | 7 | 38 | 45 | 84.44% |
| 2015-08-31 | 7 | 35 | 42 | 83.33% |
| 2015-07-31 | 7 | 33 | 40 | 82.50% |
| 2015-06-30 | 7 | 30 | 37 | 81.08% |
| 2015-05-31 | 9 | 28 | 37 | 75.68% |
| 2015-04-30 | 9 | 29 | 38 | 76.32% |
| 2015-03-31 | 9 | 27 | 36 | 75.00% |
| 2015-02-28 | 8 | 25 | 33 | 75.76% |
| 2015-01-31 | 8 | 20 | 28 | 71.43% |
| 2014-12-31 | 8 | 19 | 27 | 70.37% |
| 2014-11-30 | 8 | 20 | 28 | 71.43% |
| 2014-10-31 | 7 | 22 | 29 | 75.86% |
| 2014-09-30 | 6 | 15 | 21 | 71.43% |
| 2014-08-31 | 6 | 13 | 19 | 68.42% |
| 2014-07-31 | 6 | 15 | 21 | 71.43% |
| 2014-06-30 | 5 | 13 | 18 | 72.22% |
| 2014-05-31 | 5 | 13 | 18 | 72.22% |
| 2014-04-30 | 5 | 13 | 18 | 72.22% |
| 2014-03-31 | 4 | 13 | 17 | 76.47% |
| 2014-02-28 | 4 | 11 | 15 | 73.33% |
| 2014-01-31 | 4 | 11 | 15 | 73.33% |
| 2013-12-31 | 5 | 8 | 13 | 61.54% |
| 2013-11-30 | 5 | 8 | 13 | 61.54% |
| 2013-10-31 | 5 | 8 | 13 | 61.54% |
| 2013-09-30 | 5 | 7 | 12 | 58.33% |
| 2013-08-31 | 4 | 7 | 11 | 63.64% |
| 2013-07-31 | 3 | 8 | 11 | 72.73% |
| 2013-06-30 | 3 | 4 | 7 | 57.14% |
| 2013-05-31 | 3 | 4 | 7 | 57.14% |
| 2013-04-30 | 3 | 3 | 6 | 50.00% |
| 2013-03-31 | 0 | 0 | 0 | 0.00% |
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