Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-09 4 3 7 42.86%
2024-05-31 4 3 7 42.86%
2024-04-30 4 3 7 42.86%
2024-03-31 4 3 7 42.86%
2024-02-29 4 3 7 42.86%
2024-01-31 4 3 7 42.86%
2023-12-31 4 3 7 42.86%
2023-11-30 4 3 7 42.86%
2023-10-31 4 3 7 42.86%
2023-09-30 4 8 12 66.67%
2023-08-31 3 8 11 72.73%
2023-07-31 3 8 11 72.73%
2023-06-30 3 5 8 62.50%
2023-05-31 3 5 8 62.50%
2023-04-30 3 5 8 62.50%
2023-03-31 3 5 8 62.50%
2023-02-28 3 5 8 62.50%
2023-01-31 3 5 8 62.50%
2022-12-31 3 5 8 62.50%
2022-11-30 3 5 8 62.50%
2022-10-31 3 5 8 62.50%
2022-09-30 3 5 8 62.50%
2022-08-31 3 5 8 62.50%
2022-07-31 3 5 8 62.50%
2022-06-30 3 5 8 62.50%
2022-05-31 3 6 9 66.67%
2022-04-30 3 6 9 66.67%
2022-03-31 3 6 9 66.67%
2022-02-28 3 6 9 66.67%
2022-01-31 3 6 9 66.67%
2021-12-31 3 6 9 66.67%
2021-11-30 3 6 9 66.67%
2021-10-31 3 6 9 66.67%
2021-09-30 3 6 9 66.67%
2021-08-31 3 6 9 66.67%
2021-07-31 3 6 9 66.67%
2021-06-30 3 6 9 66.67%
2021-05-31 3 6 9 66.67%
2021-04-30 3 17 20 85.00%
2021-03-31 3 17 20 85.00%
2021-02-28 3 23 26 88.46%
2021-01-31 3 23 26 88.46%
2020-12-31 3 23 26 88.46%
2020-11-30 4 23 27 85.19%
2020-10-31 4 23 27 85.19%
2020-09-30 4 23 27 85.19%
2020-08-31 4 23 27 85.19%
2020-07-31 5 23 28 82.14%
2020-06-30 7 23 30 76.67%
2020-05-31 7 23 30 76.67%
2020-04-30 7 23 30 76.67%
2020-03-31 7 23 30 76.67%
2020-02-29 7 23 30 76.67%
2020-01-31 7 22 29 75.86%
2019-12-31 7 22 29 75.86%
2019-11-30 7 22 29 75.86%
2019-10-31 7 23 30 76.67%
2019-09-30 7 23 30 76.67%
2019-08-31 7 23 30 76.67%
2019-07-31 7 23 30 76.67%
2019-06-30 7 23 30 76.67%
2019-05-31 7 24 31 77.42%
2019-04-30 7 24 31 77.42%
2019-03-31 7 24 31 77.42%
2019-02-28 7 23 30 76.67%
2019-01-31 7 23 30 76.67%
2018-12-31 7 23 30 76.67%
2018-11-30 7 23 30 76.67%
2018-10-31 7 23 30 76.67%
2018-09-30 7 23 30 76.67%
2018-08-31 7 24 31 77.42%
2018-07-31 7 26 33 78.79%
2018-06-30 6 28 34 82.35%
2018-05-31 6 28 34 82.35%
2018-04-30 6 29 35 82.86%
2018-03-31 6 23 29 79.31%
2018-02-28 7 19 26 73.08%
2018-01-31 7 18 25 72.00%
2017-12-31 7 18 25 72.00%
2017-11-30 7 18 25 72.00%
2017-10-31 7 17 24 70.83%
2017-09-30 7 17 24 70.83%
2017-08-31 7 16 23 69.57%
2017-07-31 7 16 23 69.57%
2017-06-30 7 14 21 66.67%
2017-05-31 8 14 22 63.64%
2017-04-30 8 14 22 63.64%
2017-03-31 10 14 24 58.33%
2017-02-28 10 14 24 58.33%
2017-01-31 10 14 24 58.33%
2016-12-31 11 27 38 71.05%
2016-11-30 10 31 41 75.61%
2016-10-31 10 33 43 76.74%
2016-09-30 10 34 44 77.27%
2016-08-31 10 33 43 76.74%
2016-07-31 9 33 42 78.57%
2016-06-30 9 34 43 79.07%
2016-05-31 8 39 47 82.98%
2016-04-30 8 40 48 83.33%
2016-03-31 10 49 59 83.05%
2016-02-29 10 45 55 81.82%
2016-01-31 9 42 51 82.35%
2015-12-31 9 40 49 81.63%
2015-11-30 9 39 48 81.25%
2015-10-31 10 38 48 79.17%
2015-09-30 13 59 72 81.94%
2015-08-31 13 59 72 81.94%
2015-07-31 13 57 70 81.43%
2015-06-30 14 57 71 80.28%
2015-05-31 14 60 74 81.08%
2015-04-30 13 62 75 82.67%
2015-03-31 13 71 84 84.52%
2015-02-28 14 70 84 83.33%
2015-01-31 14 71 85 83.53%
2014-12-31 17 107 124 86.29%
2014-11-30 17 106 123 86.18%
2014-10-31 17 105 122 86.07%
2014-09-30 17 106 123 86.18%
2014-08-31 17 101 118 85.59%
2014-07-31 17 102 119 85.71%
2014-06-30 18 103 121 85.12%
2014-05-31 18 100 118 84.75%
2014-04-30 17 99 116 85.34%
2014-03-31 18 100 118 84.75%
2014-02-28 18 101 119 84.87%
2014-01-31 18 103 121 85.12%
2013-12-31 17 100 117 85.47%
2013-11-30 16 102 118 86.44%
2013-10-31 16 102 118 86.44%
2013-09-30 15 96 111 86.49%
2013-08-31 15 95 110 86.36%
2013-07-31 16 93 109 85.32%
2013-06-30 16 92 108 85.19%
2013-05-31 15 91 106 85.85%
2013-04-30 15 98 113 86.73%
2013-03-31 15 97 112 86.61%
2013-02-28 14 89 103 86.41%
2013-01-31 15 86 101 85.15%
2012-12-31 14 83 97 85.57%
2012-11-30 13 83 96 86.46%
2012-10-31 12 83 95 87.37%
2012-09-30 11 81 92 88.04%
2012-08-31 11 79 90 87.78%
2012-07-31 12 76 88 86.36%
2012-06-30 13 63 76 82.89%
2012-05-31 13 60 73 82.19%
2012-04-30 13 59 72 81.94%
2012-03-31 13 59 72 81.94%
2012-02-29 13 62 75 82.67%
2012-01-31 13 58 71 81.69%
2011-12-31 12 58 70 82.86%
2011-11-30 12 59 71 83.10%
2011-10-31 12 58 70 82.86%
2011-09-30 12 58 70 82.86%
2011-08-31 12 56 68 82.35%
2011-07-31 13 51 64 79.69%
2011-06-30 12 48 60 80.00%
2011-05-31 12 45 57 78.95%
2011-04-30 12 45 57 78.95%
2011-03-31 13 46 59 77.97%
2011-02-28 13 47 60 78.33%
2011-01-31 14 47 61 77.05%
2010-12-31 14 48 62 77.42%
2010-11-30 14 48 62 77.42%
2010-10-31 14 47 61 77.05%
2010-09-30 13 44 57 77.19%
2010-08-31 14 43 57 75.44%
2010-07-31 14 41 55 74.55%
2010-06-30 12 40 52 76.92%
2010-05-31 13 41 54 75.93%
2010-04-30 14 42 56 75.00%
2010-03-31 13 43 56 76.79%
2010-02-28 13 61 74 82.43%
2010-01-31 12 61 73 83.56%
2009-12-31 11 59 70 84.29%
2009-11-30 12 48 60 80.00%
2009-10-31 12 47 59 79.66%
2009-09-30 12 44 56 78.57%
2009-08-31 11 46 57 80.70%
2009-07-31 10 46 56 82.14%
2009-06-30 9 45 54 83.33%
2009-05-31 10 42 52 80.77%
2009-04-30 10 41 51 80.39%
2009-03-31 10 41 51 80.39%
2009-02-28 10 43 53 81.13%
2009-01-31 12 47 59 79.66%
2008-12-31 13 47 60 78.33%
2008-11-30 12 48 60 80.00%
2008-10-31 12 48 60 80.00%
2008-09-30 12 48 60 80.00%
2008-08-31 10 49 59 83.05%
2008-07-31 10 49 59 83.05%
2008-06-30 9 49 58 84.48%
2008-05-31 9 52 61 85.25%
2008-04-30 8 52 60 86.67%
2008-03-31 8 51 59 86.44%
2008-02-29 8 52 60 86.67%
2008-01-31 8 52 60 86.67%
2007-12-31 8 52 60 86.67%
2007-11-30 8 52 60 86.67%
2007-10-31 8 51 59 86.44%
2007-09-30 8 51 59 86.44%
2007-08-31 8 51 59 86.44%
2007-07-31 7 49 56 87.50%
2007-06-30 7 48 55 87.27%
2007-05-31 7 45 52 86.54%
2007-04-30 7 41 48 85.42%
2007-03-31 7 42 49 85.71%
2007-02-28 7 42 49 85.71%
2007-01-31 6 43 49 87.76%
2006-12-31 6 43 49 87.76%
2006-11-30 7 44 51 86.27%
2006-10-31 7 43 50 86.00%
2006-09-30 7 39 46 84.78%
2006-08-31 7 37 44 84.09%
2006-07-31 7 40 47 85.11%
2006-06-30 7 40 47 85.11%
2006-05-31 7 42 49 85.71%
2006-04-30 7 39 46 84.78%
2006-03-31 8 36 44 81.82%
2006-02-28 8 39 47 82.98%
2006-01-31 8 39 47 82.98%
2005-12-31 8 38 46 82.61%
2005-11-30 8 37 45 82.22%
2005-10-31 8 36 44 81.82%
2005-09-30 8 37 45 82.22%
2005-08-31 7 36 43 83.72%
2005-07-31 7 36 43 83.72%
2005-06-30 7 37 44 84.09%
2005-05-31 8 36 44 81.82%
2005-04-30 8 35 43 81.40%
2005-03-31 8 34 42 80.95%
2005-02-28 9 30 39 76.92%
2005-01-31 9 29 38 76.32%
2004-12-31 9 27 36 75.00%
2004-11-30 9 26 35 74.29%
2004-10-31 9 27 36 75.00%
2004-09-30 8 26 34 76.47%
2004-08-31 8 26 34 76.47%
2004-07-31 8 26 34 76.47%
2004-06-30 8 28 36 77.78%
2004-05-31 6 33 39 84.62%
2004-04-30 6 30 36 83.33%
2004-03-31 6 30 36 83.33%
2004-02-29 6 33 39 84.62%
2004-01-31 6 31 37 83.78%
2003-12-31 6 31 37 83.78%
2003-11-30 7 28 35 80.00%
2003-10-31 7 28 35 80.00%
2003-09-30 7 25 32 78.13%
2003-08-31 7 23 30 76.67%
2003-07-31 7 23 30 76.67%
2003-06-30 7 24 31 77.42%
2003-05-31 7 24 31 77.42%
2003-04-30 7 25 32 78.13%
2003-03-31 7 26 33 78.79%

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