CPPIB Asia Inc.
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-06-09 | 4 | 6 | 10 | 60.00% |
| 2024-05-31 | 4 | 8 | 12 | 66.67% |
| 2024-04-30 | 4 | 8 | 12 | 66.67% |
| 2024-03-31 | 5 | 8 | 13 | 61.54% |
| 2024-02-29 | 5 | 8 | 13 | 61.54% |
| 2024-01-31 | 5 | 8 | 13 | 61.54% |
| 2023-12-31 | 4 | 9 | 13 | 69.23% |
| 2023-11-30 | 4 | 9 | 13 | 69.23% |
| 2023-10-31 | 4 | 9 | 13 | 69.23% |
| 2023-09-30 | 4 | 9 | 13 | 69.23% |
| 2023-08-31 | 4 | 8 | 12 | 66.67% |
| 2023-07-31 | 4 | 8 | 12 | 66.67% |
| 2023-06-30 | 4 | 7 | 11 | 63.64% |
| 2023-05-31 | 4 | 8 | 12 | 66.67% |
| 2023-04-30 | 4 | 8 | 12 | 66.67% |
| 2023-03-31 | 4 | 8 | 12 | 66.67% |
| 2023-02-28 | 4 | 8 | 12 | 66.67% |
| 2023-01-31 | 4 | 8 | 12 | 66.67% |
| 2022-12-31 | 4 | 8 | 12 | 66.67% |
| 2022-11-30 | 4 | 8 | 12 | 66.67% |
| 2022-10-31 | 4 | 8 | 12 | 66.67% |
| 2022-09-30 | 4 | 8 | 12 | 66.67% |
| 2022-08-31 | 4 | 9 | 13 | 69.23% |
| 2022-07-31 | 3 | 10 | 13 | 76.92% |
| 2022-06-30 | 3 | 9 | 12 | 75.00% |
| 2022-05-31 | 2 | 9 | 11 | 81.82% |
| 2022-04-30 | 2 | 9 | 11 | 81.82% |
| 2022-03-31 | 2 | 10 | 12 | 83.33% |
| 2022-02-28 | 3 | 90 | 93 | 96.77% |
| 2022-01-31 | 3 | 92 | 95 | 96.84% |
| 2021-12-31 | 7 | 99 | 106 | 93.40% |
| 2021-11-30 | 7 | 98 | 105 | 93.33% |
| 2021-10-31 | 7 | 97 | 104 | 93.27% |
| 2021-09-30 | 7 | 94 | 101 | 93.07% |
| 2021-08-31 | 7 | 95 | 102 | 93.14% |
| 2021-07-31 | 7 | 90 | 97 | 92.78% |
| 2021-06-30 | 7 | 88 | 95 | 92.63% |
| 2021-05-31 | 7 | 90 | 97 | 92.78% |
| 2021-04-30 | 7 | 92 | 99 | 92.93% |
| 2021-03-31 | 7 | 95 | 102 | 93.14% |
| 2021-02-28 | 7 | 96 | 103 | 93.20% |
| 2021-01-31 | 7 | 96 | 103 | 93.20% |
| 2020-12-31 | 7 | 93 | 100 | 93.00% |
| 2020-11-30 | 7 | 93 | 100 | 93.00% |
| 2020-10-31 | 7 | 92 | 99 | 92.93% |
| 2020-09-30 | 7 | 90 | 97 | 92.78% |
| 2020-08-31 | 7 | 89 | 96 | 92.71% |
| 2020-07-31 | 7 | 90 | 97 | 92.78% |
| 2020-06-30 | 7 | 91 | 98 | 92.86% |
| 2020-05-31 | 7 | 90 | 97 | 92.78% |
| 2020-04-30 | 6 | 90 | 96 | 93.75% |
| 2020-03-31 | 6 | 91 | 97 | 93.81% |
| 2020-02-29 | 6 | 91 | 97 | 93.81% |
| 2020-01-31 | 6 | 91 | 97 | 93.81% |
| 2019-12-31 | 6 | 89 | 95 | 93.68% |
| 2019-11-30 | 6 | 86 | 92 | 93.48% |
| 2019-10-31 | 6 | 82 | 88 | 93.18% |
| 2019-09-30 | 6 | 75 | 81 | 92.59% |
| 2019-08-31 | 6 | 75 | 81 | 92.59% |
| 2019-07-31 | 6 | 67 | 73 | 91.78% |
| 2019-06-30 | 7 | 60 | 67 | 89.55% |
| 2019-05-31 | 7 | 43 | 50 | 86.00% |
| 2019-04-30 | 7 | 0 | 7 | 0.00% |
| 2019-03-31 | 0 | 0 | 0 | 0.00% |
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