Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-06-09 | 7 | 53 | 60 | 88.33% |
| 2024-05-31 | 7 | 52 | 59 | 88.14% |
| 2024-04-30 | 7 | 52 | 59 | 88.14% |
| 2024-03-31 | 7 | 52 | 59 | 88.14% |
| 2024-02-29 | 7 | 51 | 58 | 87.93% |
| 2024-01-31 | 6 | 53 | 59 | 89.83% |
| 2023-12-31 | 6 | 52 | 58 | 89.66% |
| 2023-11-30 | 6 | 51 | 57 | 89.47% |
| 2023-10-31 | 6 | 50 | 56 | 89.29% |
| 2023-09-30 | 6 | 51 | 57 | 89.47% |
| 2023-08-31 | 6 | 51 | 57 | 89.47% |
| 2023-07-31 | 6 | 50 | 56 | 89.29% |
| 2023-06-30 | 7 | 50 | 57 | 87.72% |
| 2023-05-31 | 7 | 51 | 58 | 87.93% |
| 2023-04-30 | 7 | 48 | 55 | 87.27% |
| 2023-03-31 | 9 | 48 | 57 | 84.21% |
| 2023-02-28 | 9 | 51 | 60 | 85.00% |
| 2023-01-31 | 9 | 50 | 59 | 84.75% |
| 2022-12-31 | 9 | 49 | 58 | 84.48% |
| 2022-11-30 | 9 | 48 | 57 | 84.21% |
| 2022-10-31 | 9 | 51 | 60 | 85.00% |
| 2022-09-30 | 8 | 50 | 58 | 86.21% |
| 2022-08-31 | 8 | 53 | 61 | 86.89% |
| 2022-07-31 | 8 | 55 | 63 | 87.30% |
| 2022-06-30 | 8 | 52 | 60 | 86.67% |
| 2022-05-31 | 9 | 54 | 63 | 85.71% |
| 2022-04-30 | 8 | 53 | 61 | 86.89% |
| 2022-03-31 | 9 | 52 | 61 | 85.25% |
| 2022-02-28 | 9 | 53 | 62 | 85.48% |
| 2022-01-31 | 9 | 53 | 62 | 85.48% |
| 2021-12-31 | 9 | 53 | 62 | 85.48% |
| 2021-11-30 | 8 | 58 | 66 | 87.88% |
| 2021-10-31 | 7 | 57 | 64 | 89.06% |
| 2021-09-30 | 8 | 55 | 63 | 87.30% |
| 2021-08-31 | 8 | 54 | 62 | 87.10% |
| 2021-07-31 | 8 | 56 | 64 | 87.50% |
| 2021-06-30 | 9 | 55 | 64 | 85.94% |
| 2021-05-31 | 9 | 56 | 65 | 86.15% |
| 2021-04-30 | 9 | 53 | 62 | 85.48% |
| 2021-03-31 | 9 | 55 | 64 | 85.94% |
| 2021-02-28 | 9 | 54 | 63 | 85.71% |
| 2021-01-31 | 9 | 54 | 63 | 85.71% |
| 2020-12-31 | 9 | 49 | 58 | 84.48% |
| 2020-11-30 | 10 | 49 | 59 | 83.05% |
| 2020-10-31 | 12 | 53 | 65 | 81.54% |
| 2020-09-30 | 12 | 54 | 66 | 81.82% |
| 2020-08-31 | 11 | 56 | 67 | 83.58% |
| 2020-07-31 | 11 | 55 | 66 | 83.33% |
| 2020-06-30 | 11 | 56 | 67 | 83.58% |
| 2020-05-31 | 11 | 54 | 65 | 83.08% |
| 2020-04-30 | 11 | 55 | 66 | 83.33% |
| 2020-03-31 | 10 | 56 | 66 | 84.85% |
| 2020-02-29 | 10 | 57 | 67 | 85.07% |
| 2020-01-31 | 10 | 59 | 69 | 85.51% |
| 2019-12-31 | 10 | 63 | 73 | 86.30% |
| 2019-11-30 | 10 | 63 | 73 | 86.30% |
| 2019-10-31 | 8 | 67 | 75 | 89.33% |
| 2019-09-30 | 8 | 68 | 76 | 89.47% |
| 2019-08-31 | 6 | 66 | 72 | 91.67% |
| 2019-07-31 | 7 | 69 | 76 | 90.79% |
| 2019-06-30 | 6 | 73 | 79 | 92.41% |
| 2019-05-31 | 5 | 75 | 80 | 93.75% |
| 2019-04-30 | 5 | 67 | 72 | 93.06% |
| 2019-03-31 | 5 | 66 | 71 | 92.96% |
| 2019-02-28 | 5 | 66 | 71 | 92.96% |
| 2019-01-31 | 5 | 64 | 69 | 92.75% |
| 2018-12-31 | 5 | 66 | 71 | 92.96% |
| 2018-11-30 | 5 | 69 | 74 | 93.24% |
| 2018-10-31 | 4 | 69 | 73 | 94.52% |
| 2018-09-30 | 4 | 68 | 72 | 94.44% |
| 2018-08-31 | 4 | 68 | 72 | 94.44% |
| 2018-07-31 | 6 | 69 | 75 | 92.00% |
| 2018-06-30 | 6 | 72 | 78 | 92.31% |
| 2018-05-31 | 5 | 74 | 79 | 93.67% |
| 2018-04-30 | 5 | 77 | 82 | 93.90% |
| 2018-03-31 | 5 | 76 | 81 | 93.83% |
| 2018-02-28 | 7 | 77 | 84 | 91.67% |
| 2018-01-31 | 7 | 77 | 84 | 91.67% |
| 2017-12-31 | 7 | 76 | 83 | 91.57% |
| 2017-11-30 | 7 | 78 | 85 | 91.76% |
| 2017-10-31 | 7 | 77 | 84 | 91.67% |
| 2017-09-30 | 7 | 75 | 82 | 91.46% |
| 2017-08-31 | 7 | 80 | 87 | 91.95% |
| 2017-07-31 | 7 | 86 | 93 | 92.47% |
| 2017-06-30 | 7 | 86 | 93 | 92.47% |
| 2017-05-31 | 6 | 90 | 96 | 93.75% |
| 2017-04-30 | 6 | 89 | 95 | 93.68% |
| 2017-03-31 | 6 | 92 | 98 | 93.88% |
| 2017-02-28 | 6 | 94 | 100 | 94.00% |
| 2017-01-31 | 6 | 94 | 100 | 94.00% |
| 2016-12-31 | 6 | 96 | 102 | 94.12% |
| 2016-11-30 | 6 | 95 | 101 | 94.06% |
| 2016-10-31 | 6 | 98 | 104 | 94.23% |
| 2016-09-30 | 6 | 100 | 106 | 94.34% |
| 2016-08-31 | 6 | 101 | 107 | 94.39% |
| 2016-07-31 | 6 | 102 | 108 | 94.44% |
| 2016-06-30 | 6 | 101 | 107 | 94.39% |
| 2016-05-31 | 6 | 101 | 107 | 94.39% |
| 2016-04-30 | 6 | 100 | 106 | 94.34% |
| 2016-03-31 | 6 | 101 | 107 | 94.39% |
| 2016-02-29 | 6 | 101 | 107 | 94.39% |
| 2016-01-31 | 6 | 98 | 104 | 94.23% |
| 2015-12-31 | 6 | 98 | 104 | 94.23% |
| 2015-11-30 | 6 | 100 | 106 | 94.34% |
| 2015-10-31 | 6 | 100 | 106 | 94.34% |
| 2015-09-30 | 6 | 101 | 107 | 94.39% |
| 2015-08-31 | 6 | 101 | 107 | 94.39% |
| 2015-07-31 | 6 | 96 | 102 | 94.12% |
| 2015-06-30 | 6 | 92 | 98 | 93.88% |
| 2015-05-31 | 6 | 87 | 93 | 93.55% |
| 2015-04-30 | 6 | 80 | 86 | 93.02% |
| 2015-03-31 | 6 | 81 | 87 | 93.10% |
| 2015-02-28 | 6 | 76 | 82 | 92.68% |
| 2015-01-31 | 6 | 73 | 79 | 92.41% |
| 2014-12-31 | 6 | 72 | 78 | 92.31% |
| 2014-11-30 | 6 | 67 | 73 | 91.78% |
| 2014-10-31 | 6 | 65 | 71 | 91.55% |
| 2014-09-30 | 6 | 62 | 68 | 91.18% |
| 2014-08-31 | 6 | 56 | 62 | 90.32% |
| 2014-07-31 | 6 | 55 | 61 | 90.16% |
| 2014-06-30 | 5 | 52 | 57 | 91.23% |
| 2014-05-31 | 5 | 47 | 52 | 90.38% |
| 2014-04-30 | 6 | 44 | 50 | 88.00% |
| 2014-03-31 | 5 | 28 | 33 | 84.85% |
| 2014-02-28 | 6 | 29 | 35 | 82.86% |
| 2014-01-31 | 5 | 29 | 34 | 85.29% |
| 2013-12-31 | 4 | 26 | 30 | 86.67% |
| 2013-11-30 | 4 | 24 | 28 | 85.71% |
| 2013-10-31 | 4 | 24 | 28 | 85.71% |
| 2013-09-30 | 4 | 24 | 28 | 85.71% |
| 2013-08-31 | 4 | 24 | 28 | 85.71% |
| 2013-07-31 | 4 | 23 | 27 | 85.19% |
| 2013-06-30 | 4 | 23 | 27 | 85.19% |
| 2013-05-31 | 4 | 20 | 24 | 83.33% |
| 2013-04-30 | 4 | 18 | 22 | 81.82% |
| 2013-03-31 | 4 | 18 | 22 | 81.82% |
| 2013-02-28 | 4 | 17 | 21 | 80.95% |
| 2013-01-31 | 3 | 17 | 20 | 85.00% |
| 2012-12-31 | 4 | 16 | 20 | 80.00% |
| 2012-11-30 | 4 | 16 | 20 | 80.00% |
| 2012-10-31 | 4 | 12 | 16 | 75.00% |
| 2012-09-30 | 4 | 9 | 13 | 69.23% |
| 2012-08-31 | 4 | 9 | 13 | 69.23% |
| 2012-07-31 | 3 | 7 | 10 | 70.00% |
| 2012-06-30 | 3 | 7 | 10 | 70.00% |
| 2012-05-31 | 3 | 5 | 8 | 62.50% |
| 2012-04-30 | 2 | 6 | 8 | 75.00% |
| 2012-03-31 | 2 | 5 | 7 | 71.43% |
| 2012-02-29 | 2 | 3 | 5 | 60.00% |
| 2012-01-31 | 2 | 1 | 3 | 33.33% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
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