CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 興證國際證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-02 10 106 116 91.38%
2024-05-31 10 106 116 91.38%
2024-04-30 10 106 116 91.38%
2024-03-31 10 104 114 91.23%
2024-02-29 11 98 109 89.91%
2024-01-31 11 96 107 89.72%
2023-12-31 11 96 107 89.72%
2023-11-30 11 96 107 89.72%
2023-10-31 11 93 104 89.42%
2023-09-30 11 91 102 89.22%
2023-08-31 11 90 101 89.11%
2023-07-31 10 87 97 89.69%
2023-06-30 10 86 96 89.58%
2023-05-31 10 85 95 89.47%
2023-04-30 10 84 94 89.36%
2023-03-31 10 84 94 89.36%
2023-02-28 11 81 92 88.04%
2023-01-31 11 82 93 88.17%
2022-12-31 11 81 92 88.04%
2022-11-30 11 82 93 88.17%
2022-10-31 11 82 93 88.17%
2022-09-30 11 81 92 88.04%
2022-08-31 11 83 94 88.30%
2022-07-31 11 81 92 88.04%
2022-06-30 13 86 99 86.87%
2022-05-31 13 89 102 87.25%
2022-04-30 13 90 103 87.38%
2022-03-31 14 91 105 86.67%
2022-02-28 14 93 107 86.92%
2022-01-31 14 92 106 86.79%
2021-12-31 14 88 102 86.27%
2021-11-30 13 84 97 86.60%
2021-10-31 11 84 95 88.42%
2021-09-30 10 86 96 89.58%
2021-08-31 10 84 94 89.36%
2021-07-31 10 85 95 89.47%
2021-06-30 10 88 98 89.80%
2021-05-31 10 89 99 89.90%
2021-04-30 11 99 110 90.00%
2021-03-31 11 107 118 90.68%
2021-02-28 11 110 121 90.91%
2021-01-31 11 114 125 91.20%
2020-12-31 11 110 121 90.91%
2020-11-30 11 116 127 91.34%
2020-10-31 11 124 135 91.85%
2020-09-30 11 128 139 92.09%
2020-08-31 12 133 145 91.72%
2020-07-31 12 149 161 92.55%
2020-06-30 12 149 161 92.55%
2020-05-31 13 149 162 91.98%
2020-04-30 13 152 165 92.12%
2020-03-31 13 157 170 92.35%
2020-02-29 14 157 171 91.81%
2020-01-31 14 158 172 91.86%
2019-12-31 14 155 169 91.72%
2019-11-30 14 154 168 91.67%
2019-10-31 14 157 171 91.81%
2019-09-30 14 161 175 92.00%
2019-08-31 14 163 177 92.09%
2019-07-31 14 163 177 92.09%
2019-06-30 14 163 177 92.09%
2019-05-31 14 160 174 91.95%
2019-04-30 14 161 175 92.00%
2019-03-31 13 158 171 92.40%
2019-02-28 13 159 172 92.44%
2019-01-31 13 160 173 92.49%
2018-12-31 12 159 171 92.98%
2018-11-30 12 156 168 92.86%
2018-10-31 12 148 160 92.50%
2018-09-30 12 145 157 92.36%
2018-08-31 12 146 158 92.41%
2018-07-31 12 143 155 92.26%
2018-06-30 12 142 154 92.21%
2018-05-31 12 141 153 92.16%
2018-04-30 12 143 155 92.26%
2018-03-31 12 144 156 92.31%
2018-02-28 12 145 157 92.36%
2018-01-31 12 140 152 92.11%
2017-12-31 12 139 151 92.05%
2017-11-30 11 136 147 92.52%
2017-10-31 11 133 144 92.36%
2017-09-30 12 131 143 91.61%
2017-08-31 12 130 142 91.55%
2017-07-31 12 124 136 91.18%
2017-06-30 11 123 134 91.79%
2017-05-31 10 122 132 92.42%
2017-04-30 9 121 130 93.08%
2017-03-31 9 109 118 92.37%
2017-02-28 10 107 117 91.45%
2017-01-31 10 109 119 91.60%
2016-12-31 10 112 122 91.80%
2016-11-30 10 108 118 91.53%
2016-10-31 10 110 120 91.67%
2016-09-30 10 103 113 91.15%
2016-08-31 11 104 115 90.43%
2016-07-31 10 103 113 91.15%
2016-06-30 9 105 114 92.11%
2016-05-31 9 104 113 92.04%
2016-04-30 9 99 108 91.67%
2016-03-31 9 98 107 91.59%
2016-02-29 9 97 106 91.51%
2016-01-31 9 94 103 91.26%
2015-12-31 9 90 99 90.91%
2015-11-30 8 91 99 91.92%
2015-10-31 8 89 97 91.75%
2015-09-30 8 86 94 91.49%
2015-08-31 8 82 90 91.11%
2015-07-31 8 78 86 90.70%
2015-06-30 8 80 88 90.91%
2015-05-31 6 77 83 92.77%
2015-04-30 6 66 72 91.67%
2015-03-31 5 55 60 91.67%
2015-02-28 6 52 58 89.66%
2015-01-31 5 44 49 89.80%
2014-12-31 4 33 37 89.19%
2014-11-30 4 27 31 87.10%
2014-10-31 4 22 26 84.62%
2014-09-30 4 19 23 82.61%
2014-08-31 4 16 20 80.00%
2014-07-31 4 15 19 78.95%
2014-06-30 4 15 19 78.95%
2014-05-31 4 14 18 77.78%
2014-04-30 4 14 18 77.78%
2014-03-31 4 12 16 75.00%
2014-02-28 4 10 14 71.43%
2014-01-31 4 11 15 73.33%
2013-12-31 4 11 15 73.33%
2013-11-30 4 11 15 73.33%
2013-10-31 4 12 16 75.00%
2013-09-30 4 11 15 73.33%
2013-08-31 4 11 15 73.33%
2013-07-31 4 12 16 75.00%
2013-06-30 4 11 15 73.33%
2013-05-31 4 11 15 73.33%
2013-04-30 4 11 15 73.33%
2013-03-31 4 12 16 75.00%
2013-02-28 4 8 12 66.67%
2013-01-31 4 10 14 71.43%
2012-12-31 4 12 16 75.00%
2012-11-30 4 10 14 71.43%
2012-10-31 4 9 13 69.23%
2012-09-30 4 5 9 55.56%
2012-08-31 4 5 9 55.56%
2012-07-31 3 5 8 62.50%
2012-06-30 2 6 8 75.00%
2012-05-31 2 6 8 75.00%
2012-04-30 3 5 8 62.50%
2012-03-31 3 4 7 57.14%
2012-02-29 2 3 5 60.00%
2012-01-31 2 2 4 50.00%
2011-12-31 0 0 0 0.00%

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